Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 177 of 541
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Ernest Eugene GuilliamsCRD 834378 · Alpharetta, GAIA RegisteredBrokerDisclosure event(s) on record
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Carl Joseph GuilloryCRD 1682255 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Kenneth James GuillotCRD 4670247 · Monroe, LAIA RegisteredBroker
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Olga GuinCRD 4099792 · Cincinnati, OHIA RegisteredBroker
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Vincent T GuintaCRD 6180054 · New York, NYIA RegisteredBroker
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Gurmeet GulatiCRD 5271243 · Livermore, CAIA RegisteredBroker
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Jennifer Lee GulleyCRD 6310366 · Peoria, ILIA RegisteredBroker
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David Matthew GumpCRD 6637354 · Nashville, TNIA RegisteredBroker
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Douglas Robert GundermannCRD 4641590 · San Diego, CAIA RegisteredBrokerDisclosure event(s) on record
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Harald Arthur GundersenCRD 1871111 · Boston, MAIA RegisteredBroker
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Marsha Leann GunnCRD 4088990 · Billings, MTIA RegisteredBroker
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Sheri Lynne GunnariCRD 4153973 · Portland, ORIA RegisteredBroker
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Daniel GunningCRD 2060016 · New York, NYBroker
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Nandi M GunningCRD 6336495 · San Francisco, CAIA RegisteredBroker
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Ashton GunterCRD 6203066 · Tulsa, OKIA RegisteredBroker
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Christian David GuntherCRD 1945197 · New York, NYIA RegisteredBroker
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John Robert GuntherCRD 2895794 · New York, NYIA RegisteredBroker
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Ning GuoCRD 6101830 · Walnut Creek, CAIA RegisteredBroker
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Ruchika GuptaCRD 3194527 · New York, NYIA RegisteredBroker
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Sameera GuptaCRD 6441482 · Palo Alto, CAIA RegisteredBrokerDisclosure event(s) on record
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William L GuptonCRD 5373301 · Albuquerque, NMIA RegisteredBroker
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David Alexander GuraCRD 3225887 · Sugar Land, TXIA RegisteredBroker
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Hergis GuriCRD 6117265 · New York, NYIA RegisteredBroker
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Vinny M GurnaniCRD 4233222 · Bridgewater, NJIA RegisteredBroker
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Johanna Ewamaria GustafssonCRD 3173522 · Sarasota, FLIA RegisteredBroker
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Peter J GutCRD 5364232 · White Plains, NYIA RegisteredBroker
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Debra A GuthrieCRD 4232660 · Ponte Vedra Beach, FLIA RegisteredBroker
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Robert Harlan GuthrieCRD 2775879 · Greenwood Village, COIA RegisteredBroker
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Camilo GutierrezCRD 2146101 · Miami, FLIA RegisteredBrokerDisclosure event(s) on record
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Gustavo A GutierrezCRD 4288952 · Wayne, PAIA RegisteredBroker
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Jorge Otoniel GutierrezCRD 8245798 · Greeley, COIA RegisteredBroker
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Joseph Albert GutierrezCRD 4506385 · Miami, FLIA RegisteredBroker
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Luis Manuel GutierrezCRD 2771436 · Houston, TXIA RegisteredBrokerDisclosure event(s) on record
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Michael I GutierrezCRD 5756385 · Santa Barbara, CAIA RegisteredBroker
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Ricardo Alexis GutierrezCRD 2642886 · New York, NYIA RegisteredBroker
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Ricardo GutierrezCRD 4563514 · Miami, FLIA RegisteredBroker
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Cynthia Gutierrez-FloresCRD 4148031 · Chicago, ILIA RegisteredBroker
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Kristine Joann GutkowskiCRD 2813635 · Pittsburgh, PAIA RegisteredBroker
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Brian Scott GutnerCRD 2688536 · Garden City, NYIA RegisteredBroker
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Mark Alan GutnerCRD 2157088 · Lynbrook, NYIA RegisteredBroker
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Monica Jill GuttmannCRD 1767228 · Oak Brook, ILIA RegisteredBrokerDisclosure event(s) on record
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Jeffrey David GuyCRD 5373448 · Traverse City, MIIA RegisteredBroker
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Alicia Litterst GuytonCRD 1265874 · Gadsden, ALIA RegisteredBroker
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Sophia I GuytonCRD 5290469 · Louisville, KYIA RegisteredBroker
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Olgena GuzhunaCRD 7451319 · Stamford, CTIA RegisteredBroker
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Arielis M GuzmanCRD 7010186 · Bronx, NYIA RegisteredBroker
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Dawn M GuzmanCRD 2377910 · Bainbridge Island, WAIA RegisteredBroker
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Mario GuzmanCRD 6897322 · Chesterfield, MOIA RegisteredBroker
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Jose Farit Guzman VazquezCRD 7937785 · Ontario, CAIA RegisteredBroker
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Deborah Merron GwizdCRD 1200797 · Hyannis, MAIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 29, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.