Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 198 of 541
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Steven Patrick HanwackerCRD 4478914 · New York, NYIA RegisteredBroker
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James Carl HappCRD 2533063 · Toledo, OHIA RegisteredBroker
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Martin J HararCRD 2968679 · Charlottesville, VAIA RegisteredBroker
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Mike HarberCRD 6290700 · Vienna, VAIA RegisteredBroker
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Melissa Diane HarboldCRD 4894554 · Bel Air, MDIA RegisteredBroker
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Barbara HarboldtCRD 6122986 · Newport Beach, CAIA RegisteredBroker
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Andrew Douglas HardingCRD 720978 · Akron, OHIA RegisteredBroker
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Andrew Alan HardingCRD 2451051 · Charlotte, NCIA RegisteredBroker
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Marina HardwickCRD 4191636 · New York, NYBroker
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James Henry HardyCRD 1892041 · Oxnard, CAIA RegisteredBrokerDisclosure event(s) on record
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Kimberly M HardyCRD 6256724 · Scottsdale, AZIA RegisteredBroker
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Howard C HargateCRD 6218807 · Canfield, OHIA RegisteredBroker
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Joseph Roy HargroveCRD 4764419 · Chicago, ILIA RegisteredBroker
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James Scott HarkeyCRD 3129207 · Jacksonville, FLIA RegisteredBrokerDisclosure event(s) on record
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Nicholas Eugene HarlowCRD 1466353 · Omaha, NEIA RegisteredBroker
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Steven Michael HarlowCRD 5734179 · Tacoma, WAIA RegisteredBroker
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Robin M HarmanCRD 2344587 · Jupiter, FLIA RegisteredBroker
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Krista HarmonCRD 3158354 · Honolulu, HIIA RegisteredBroker
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Heidi Birgit HarmsCRD 2677753 · Green Bay, WIIA RegisteredBroker
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Richard Edward HarnettCRD 5416688 · New York, NYIA RegisteredBroker
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Anthony Joseph HarpCRD 4818575 · Pensacola, FLIA RegisteredBroker
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Gordon Huntington HarperCRD 5460504 · Houston, TXIA RegisteredBroker
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Mary C HarperCRD 5153732 · Pensacola, FLIA RegisteredBroker
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Mary Jo G HarperCRD 1846290 · Exton, PAIA RegisteredBrokerDisclosure event(s) on record
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Precious Jewel HarperCRD 6218245 · Jacksonville, FLIA RegisteredBrokerDisclosure event(s) on record
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Sadie HarperCRD 4878437 · Indianapolis, INIA RegisteredBroker
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Casey Sanford HarrahCRD 1084197 · Oklahoma City, OKIA RegisteredBrokerDisclosure event(s) on record
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Stacey Paudert HarralCRD 2853150 · Jonesboro, ARIA RegisteredBroker
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Debra A HarrellCRD 2026145 · Annapolis, MDIA RegisteredBroker
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Matthew HarrellCRD 5372960 · New York, NYBroker
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Robert E HarriganCRD 1717323 · New York, NYIA RegisteredBroker
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Andrew D HarrisCRD 6313306 · Riverside, RIIA RegisteredBroker
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Brenda Lee HarrisCRD 2989058 · Greenwood Village, COIA RegisteredBroker
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Brian H HarrisCRD 5540382 · San Diego, CAIA RegisteredBroker
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Caroline L HarrisCRD 4161652 · Franklin, TNIA RegisteredBroker
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Carolyn Marie HarrisCRD 4193936 · Florham Park, NJIA RegisteredBroker
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Cathlyn Anna HarrisCRD 5022362 · New York, NYIA RegisteredBroker
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Colleen S HarrisCRD 2934693 · San Jose, CAIA RegisteredBroker
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Craig Richard HarrisCRD 2314062 · Farmington Hills, MIIA RegisteredBrokerDisclosure event(s) on record
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Damon A HarrisCRD 4346658 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Elizabeth Mauk HarrisCRD 1161315 · Montgomery, ALIA RegisteredBroker
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Frederick Anthony HarrisCRD 5967502 · Jacksonville, FLIA RegisteredBroker
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Howard Evans HarrisCRD 1259826 · Winter Park, FLIA RegisteredBroker
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Joseph B HarrisCRD 5769571 · Jacksonville, FLIA RegisteredBroker
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Joshua Shea HarrisCRD 3181577 · Virginia Beach, VAIA RegisteredBroker
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Melanie Macaluso HarrisCRD 1285736 · Fairhope, ALIA RegisteredBroker
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Michael David HarrisCRD 2982772 · Indian Wells, CAIA RegisteredBrokerDisclosure event(s) on record
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Parker HarrisCRD 6152692 · Winter Park, FLIA RegisteredBroker
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Rachel L HarrisCRD 4396508 · Walnut Creek, CAIA RegisteredBroker
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Reyne Jean HarrisCRD 4367413 · New York, NYIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 29, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.