Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 199 of 541
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Richard J HarrisCRD 7641058 · Miami, FLIA RegisteredBroker
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Ryan D HarrisCRD 5099032 · Blue Bell, PAIA RegisteredBroker
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Scott Alan HarrisCRD 4400643 · Lancaster, PAIA RegisteredBrokerDisclosure event(s) on record
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Tara Harris JosephsCRD 1401949 · Jacksonville, FLIA RegisteredBroker
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Chrisann Harris-WebbCRD 4200428 · New York, NYBroker
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Donna W HarrisonCRD 4854083 · Roseville, CAIA RegisteredBroker
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Scott Jared HarrisonCRD 4343331 · San Francisco, CAIA RegisteredBroker
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Susan Beth HarrisonCRD 4141871 · Washington, DCBroker
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Timothy F HarrisonCRD 4098021 · Raleigh, NCIA RegisteredBroker
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Jeffrey Duane HartCRD 1302091 · Ocala, FLIA RegisteredBrokerDisclosure event(s) on record
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Matthew Peter HartCRD 5048629 · Boston, MAIA RegisteredBroker
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Michael J HartCRD 4969076 · Ocala, FLIA RegisteredBroker
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Trevor Allen HartCRD 2377617 · Schaumburg, ILIA RegisteredBroker
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Debra Hart-GomezCRD 1092471 · Encino, CAIA RegisteredBroker
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Kathleen Denise HarteCRD 1500588 · Southlake, TXIA RegisteredBroker
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James Downey HarterCRD 4686742 · Chesterfield, MOIA RegisteredBrokerDisclosure event(s) on record
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Ross HarterCRD 4712976 · San Diego, CAIA RegisteredBroker
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John William HartiganCRD 2301561 · Stamford, CTIA RegisteredBroker
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Cody HartleyCRD 5530986 · Naples, FLIA RegisteredBroker
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Dale Waldo HartleyCRD 4395666 · Eugene, ORIA RegisteredBroker
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Gordon L Hartley IIICRD 7359303 · Little Rock, ARIA RegisteredBroker
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Jamelie M HartmanCRD 4410120 · Westlake, OHIA RegisteredBroker
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James B HartmanCRD 2357777 · Annapolis, MDIA RegisteredBrokerDisclosure event(s) on record
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Kristin Lee HartmanCRD 3140959 · Annapolis, MDIA RegisteredBroker
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Mack David HartwellCRD 2393412 · Columbus, OHIA RegisteredBroker
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C Hodges HartyCRD 1114074 · Fairhope, ALIA RegisteredBroker
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Karen Alice HartzCRD 2993461 · Charlotte, NCIA RegisteredBroker
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Charlene Fann HarveyCRD 2170971 · Williamsburg, VAIA RegisteredBroker
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Tulin HarveyCRD 7008100 · The Woodlands, TXIA RegisteredBroker
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Michael James HasbachCRD 5939852 · Fort Worth, TXIA RegisteredBroker
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Newton T HasegawaCRD 4900549 · New York, NYIA RegisteredBroker
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John Hugo HasenbergCRD 4357865 · Washington, DCIA RegisteredBrokerDisclosure event(s) on record
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Julie K HashCRD 2419429 · Lincoln, NEIA RegisteredBroker
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Alireza S HashemiCRD 4709524 · Sugar Land, TXIA RegisteredBrokerDisclosure event(s) on record
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Stacey HaskenCRD 6694684 · Winter Park, FLIA RegisteredBroker
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Richard Alan HaskinCRD 2572641 · Washington, DCIA RegisteredBrokerDisclosure event(s) on record
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George Thomas HaskinsCRD 2469199 · Washington, DCIA RegisteredBrokerDisclosure event(s) on record
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Robert Andrew HaskinsCRD 5400030 · Westport, CTIA RegisteredBroker
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Daniel Krenn HassCRD 5166408 · Cincinnati, OHIA RegisteredBroker
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Ewa HassaCRD 3013198 · Northbrook, ILIA RegisteredBroker
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David Joel HassellCRD 6461180 · New York, NYBroker
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Raymond Harold HasserCRD 1033998 · Alexandria, VAIA RegisteredBroker
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Greg HassettCRD 5018233 · Alexandria, VAIA RegisteredBroker
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Kristen Kay HassettCRD 4647019 · Bloomfield Hills, MIIA RegisteredBroker
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Pamela A HassingerCRD 1560260 · State College, PAIA RegisteredBroker
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Samantha Leigh HasterCRD 7032719 · Fort Worth, TXIA RegisteredBroker
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Whitney M HastingsCRD 6308137 · New York, NYIA RegisteredBroker
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Heather L HatchCRD 4597159 · Farmington, CTIA RegisteredBroker
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Todd Neil HatfieldCRD 2821858 · Boulder, COIA RegisteredBrokerDisclosure event(s) on record
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Elizabeth HathawayCRD 1043420 · Little Rock, ARIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 29, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.