Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 276 of 541
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Brigida Nicole LoucksCRD 6020568 · Miamisburg, OHIA RegisteredBroker
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Richard Michael LoudCRD 6952132 · New York, NYIA RegisteredBroker
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Calvin Jaun LougassyCRD 7819956 · Belmont, NCIA RegisteredBroker
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Annie LouieCRD 2591708 · San Francisco, CAIA RegisteredBroker
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Stephane Frederique LouisCRD 2913039 · Scottsdale, AZIA RegisteredBroker
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Ryan Jeremy LoveCRD 4624546 · New York, NYIA RegisteredBroker
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Tori Anne LovelessCRD 2444988 · New York, NYBrokerRegistration inactive
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Timothy Tanner LovellCRD 7506008 · Peoria, AZIA RegisteredBrokerDisclosure event(s) on record
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Sean Oliver LowCRD 4019919 · Midland, TXIA RegisteredBroker
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Taylor J LowCRD 5898576 · Newport Beach, CAIA RegisteredBroker
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Daniel Cabot LoweCRD 2483875 · Roseville, CAIA RegisteredBroker
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David R LowenthalCRD 2853584 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Eric A LowreyCRD 2535946 · Boston, MAIA RegisteredBroker
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James Patrick LowryCRD 4393638 · Huntersville, NCIA RegisteredBroker
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Michael Allen LowryCRD 4363514 · Kansas City, MOIA RegisteredBroker
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Michelle R LowryCRD 2254019 · Virginia Beach, VAIA RegisteredBroker
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Cheryl A LoydCRD 705124 · Portland, ORIA RegisteredBroker
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Steven Wayne LoydCRD 2630553 · Kansas City, MOIA RegisteredBrokerDisclosure event(s) on record
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Julie C LozanoCRD 5482604 · Dallas, TXIA RegisteredBroker
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Michael Edward LozowskiCRD 713933 · Short Hills, NJIA RegisteredBroker
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Alexander Yuqing LuCRD 6464483 · Scottsdale, AZIA RegisteredBroker
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Du Quang LuCRD 3235818 · Irvine, CAIA RegisteredBroker
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George LuCRD 7981042 · Palo Alto, CAIA RegisteredBroker
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Juyun LuCRD 6153204 · New York, NYBrokerRegistration inactive
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Yen Ting Ashley LuCRD 5562042 · Palo Alto, CAIA RegisteredBroker
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Jonathon T LubinCRD 6479329 · Pennington, NJBrokerDisclosure event(s) on record
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Alan LubnerCRD 2049905 · Bellevue, WAIA RegisteredBroker
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Hanna Rae Luburgh-AginCRD 6496377 · Zanesville, OHIA RegisteredBroker
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Anne Belmonte LuburicCRD 2172044 · Chicago, ILIA RegisteredBroker
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Scott S LucCRD 5061170 · Indianapolis, INIA RegisteredBroker
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Nicholas J LucarelliCRD 5898554 · Chandler, AZIA RegisteredBrokerDisclosure event(s) on record
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Andrew S LucasCRD 5670350 · Chicago, ILIA RegisteredBroker
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Phillip Richard LucasCRD 6277974 · New York, NYIA RegisteredBroker
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Sara M LucasCRD 5553664 · Toledo, OHIA RegisteredBroker
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Sean Michael LucasCRD 2756200 · Roseville, CAIA RegisteredBroker
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Steven Raymond LucasCRD 5306165 · New York, NYIA RegisteredBroker
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Kayla V Lucas-BuchananCRD 5195756 · Billings, MTIA RegisteredBroker
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David Thomas LuccheseCRD 4767140 · Boca Raton, FLIA RegisteredBroker
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Christopher Elias LuceroCRD 6410995 · Jacksonville, FLIA RegisteredBrokerDisclosure event(s) on record
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Maria Victoria LuceroCRD 5590224 · Scottsdale, AZIA RegisteredBroker
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Paul Mark LucianoCRD 2373685 · San Mateo, CAIA RegisteredBrokerDisclosure event(s) on record
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Erin LucikCRD 4961759 · Dallas, TXIA RegisteredBroker
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Matthew Joseph LudlowCRD 2901941 · Grosse Pointe, MIIA RegisteredBrokerDisclosure event(s) on record
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Brian Dean LudwickCRD 1052091 · Los Angeles, CAIA RegisteredBrokerDisclosure event(s) on record
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Justin LudwigCRD 6478283 · New York, NYIA RegisteredBroker
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Edward Herbert LueckeCRD 3034568 · Bradenton, FLIA RegisteredBroker
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Scott Wayne LuehringCRD 2533899 · Bloomington, MNIA RegisteredBroker
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Laura K LuekenCRD 2303746 · Frontenac, MOIA RegisteredBroker
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Pedro Andres LugoCRD 6181875 · Orlando, FLIA RegisteredBrokerDisclosure event(s) on record
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Susana LugonesCRD 2091976 · Princeton, NJIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 31, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.