Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 348 of 541

• Jesse Braden NeumyerCRD 5292693 · New York, NY
  IA RegisteredBroker
• Jason Alan NevadaCRD 5689341 · Pittsford, NY
  IA RegisteredBroker
• David Freeman NevellCRD 2367210 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen A NevilleCRD 3253125 · Florham Park, NJ
  IA RegisteredBroker
• Lisa D NewCRD 6052661 · Tyler, TX
  IA RegisteredBroker
• Amy L NewcampCRD 4011337 · Pittsburgh, PA
  IA RegisteredBroker
• James Hewitt NewcombCRD 2479374 · Abilene, TX
  IA RegisteredBroker
• Mark David NewcombCRD 2644848 · Peoria, AZ
  IA RegisteredBroker
• Douglas Kohlmorgen NewellCRD 2080722 · Naples, FL
  IA RegisteredBroker
• Lindsay NewellCRD 6402641 · Mount Laurel, NJ
  IA RegisteredBroker
• Thomas NewellCRD 5925975 · Allentown, PA
  IA RegisteredBroker
• Graeme Eric NewhouseCRD 1805718 · Portland, OR
  IA RegisteredBroker
• Diana D NewlynCRD 5620501 · Jacksonville, FL
  IA RegisteredBroker
• Elizabeth NewmanCRD 6369512 · Pennington, NJ
  IA RegisteredBroker
• Jennifer Ann NewmanCRD 2836728 · Columbus, OH
  IA RegisteredBroker
• Joel David NewmanCRD 6425672 · Jacksonville, FL
  IA RegisteredBroker
• Harry NewmarkCRD 3012465 · Pepper Pike, OH
  IA RegisteredBroker
• Katherine S NewportCRD 5200451 · Houston, TX
  IA RegisteredBroker
• Charles Irwin NewsomCRD 4274004 · Gainesville, FL
  IA RegisteredBroker
• Damon Chase NewsomCRD 2835453 · Lafayette, IN
  IA RegisteredBroker
• Jeremy Charles NewtonCRD 4206456 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Patrick Roosevelt NewtonCRD 3200779 · Irvine, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kenneth NgCRD 1453772 · New York, NY
  IA RegisteredBroker
• Victor J NgCRD 6179288 · La Jolla, CA
  IA RegisteredBroker
• Anh Tuan NghiemCRD 6767588 · Huntington Beach, CA
  IA RegisteredBroker
• Bich Van Thi NgoCRD 5144814 · Houston, TX
  IA RegisteredBroker
• Nancy NguyCRD 6380348 · Chandler, AZ
  IA RegisteredBroker
• Anthony NguyenCRD 5087646 · New York, NY
  IA RegisteredBroker
• Calvin M NguyenCRD 6393811 · Newport Beach, CA
  IA RegisteredBroker
• Christopher Anh-Tu NguyenCRD 7728010 · Garden Grove, CA
  IA RegisteredBroker
• Hang NguyenCRD 6594797 · Portland, OR
  IA RegisteredBroker
• Linh Khanh NguyenCRD 5143320 · Palo Alto, CA
  IA RegisteredBroker
• Nancy T NguyenCRD 2927471 · Houston, TX
  IA RegisteredBroker
• Peter Hung NguyenCRD 2378636 · Vienna, VA
  IA RegisteredBroker
• Thanh Thi NguyenCRD 5345662 · Spring, TX
  IA RegisteredBroker
• Thien-Hien NguyenCRD 6020664 · Atlanta, GA
  IA RegisteredBroker
• Tri Quyen NguyenCRD 5106902 · New York, NY
  IA RegisteredBroker
• Tran Nguyen TranCRD 7257667 · Longmeadow, MA
  IA RegisteredBroker
• Lauren Nguyen-LoCRD 5563717 · Stamford, CT
  IA RegisteredBroker
• Bao-Chau T Nguyen-SunCRD 6490110 · San Jose, CA
  IA RegisteredBroker
• Andrey Stefanov NiantchevCRD 4899831 · Tampa, FL
  IA RegisteredBroker
• Kevin Wayne NiceleyCRD 1445704 · Indianapolis, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Adam NicholasCRD 6295030 · Jacksonville, FL
  IA RegisteredBroker
• Stefan NicholasCRD 6177685 · Chevy Chase, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Alma Gay Nicholas-LongCRD 1576118 · Roanoke, VA
  IA RegisteredBroker
• Brian M NicholsCRD 2867928 · Salt Lake City, UT
  IA RegisteredBroker
• Carrie K NicholsCRD 2530772 · Oklahoma City, OK
  IA RegisteredBroker
• Christopher Scott NicholsCRD 2960602 · Reno, NV
  IA RegisteredBroker
• Gretchen NicholsCRD 5082232 · Indianapolis, IN
  IA RegisteredBroker
• Herbert L NicholsCRD 347631 · Reno, NV
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 3, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.