Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 373 of 541

• Stephen B PfefferCRD 2394778 · Fort Worth, TX
  IA RegisteredBroker
• Andrew PfeiferCRD 6137215 · Jacksonville, FL
  IA RegisteredBroker
• Matthew Alexander PfisterCRD 5798772 · Northbrook, IL
  IA RegisteredBroker
• Daniel PhamCRD 8147779 · Charlotte, NC
  IA RegisteredBroker
• Joshua Phuong PhamCRD 5848067 · Atlanta, GA
  IA RegisteredBroker
• Quan M PhamCRD 5191147 · New York, NY
  IA RegisteredBroker
• Quoc Hoang PhamCRD 4768914 · San Jose, CA
  IA RegisteredBroker
• Trong Dinh PhamCRD 4962171 · Bellevue, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Connie PhanCRD 6353925 · Fountain Valley, CA
  IA RegisteredBroker
• Richard Thomas PhelanCRD 362272 · Oak Brook, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Daisy J PhelpsCRD 5409609 · Alpharetta, GA
  IA RegisteredBroker
• Kenneth Joseph PhelpsCRD 6801166 · Reno, NV
  IA RegisteredBroker
• Phetpilin Paula PhetsanghaneCRD 6994422 · San Diego, CA
  IA RegisteredBroker
• George PhilhowerCRD 5461119 · New York, NY
  IA RegisteredBroker
• Bradley Thomas PhilippsCRD 1540199 · White Plains, NY
  IA RegisteredBroker
• Christine Ann PhilippsCRD 6324274 · Bellevue, WA
  IA RegisteredBroker
• Andrew W PhillipsCRD 5901098 · Sacramento, CA
  IA RegisteredBroker
• Cynthia G PhillipsCRD 5447313 · Evansville, IN
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel Vincent PhillipsCRD 6365221 · Montgomery, AL
  IA RegisteredBroker
• Davon D PhillipsCRD 5940489 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Frederick John PhillipsCRD 2916760 · Northbrook, IL
  IA RegisteredBroker
• Jason H PhillipsCRD 5636848 · Fort Myers, FL
  IA RegisteredBroker
• Jason C PhillipsCRD 5502436 · Williamsport, PA
  IA RegisteredBroker
• John B PhillipsCRD 5699565 · New York, NY
  IA RegisteredBroker
• Kathleen W PhillipsCRD 5536048 · Westborough, MA
  IA RegisteredBroker
• Kimberly PhillipsCRD 5637530 · New York, NY
  IA RegisteredBroker
• Krystal Michele PhillipsCRD 6422946 · Gilbert, AZ
  IA RegisteredBroker
• Lewis Benjimen PhillipsCRD 2698501 · Oakland, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Mary Anne O PhillipsCRD 6089597 · Birmingham, AL
  IA RegisteredBroker
• Patricia Maria PhillipsCRD 4563980 · Wellesley Hills, MA
  IA RegisteredBroker
• Patrick PhillipsCRD 5046654 · Burlington, VT
  IA RegisteredBroker
• Peggy Ann PhillipsCRD 1450003 · Chandler, AZ
  IA RegisteredBroker
• Patricia A PhilmonCRD 5532714 · Lake Charles, LA
  IA RegisteredBroker
• Robine W PhilmonCRD 3217080 · New York, NY
  IA RegisteredBroker
• Jeffrey P PhippsCRD 2541745 · Delray Beach, FL
  IA RegisteredBroker
• Raymond M PiacentiniCRD 2674369 · Greenwich, CT
  IA RegisteredBroker
• Richard Wieslaw PiatasCRD 2953716 · Frisco, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Joseph PiazzaCRD 1556156 · Pennington, NJ
  IA RegisteredBroker
• Connie PicardiCRD 5721268 · Albany, NY
  IA RegisteredBroker
• Mark PicardoCRD 6424300 · Wayne, NJ
  IA RegisteredBroker
• Stephen John PicazioCRD 2960982 · Venice, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Vincent PicciottoCRD 4028258 · New York, NY
  IA RegisteredBroker
• Bradley W PickeringCRD 5979426 · Las Vegas, NV
  IA RegisteredBroker
• Stephen Patrick PickeringCRD 5590237 · Las Vegas, NV
  IA RegisteredBroker
• William Stephen PickeringCRD 1233918 · Las Vegas, NV
  IA RegisteredBroker
  Disclosure event(s) on record
• Jeremy Alexander PicklesCRD 3234439 · Gilbert, AZ
  IA RegisteredBroker
• Joseph William PickrellCRD 2421743 · Rockledge, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Brandon PiconeCRD 6122204 · San Jose, CA
  IA RegisteredBroker
• Christopher G PieperCRD 4044800 · Fort Mitchell, KY
  IA RegisteredBroker
• Jeffrey David PiepgrasCRD 1769609 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 4, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.