Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 402 of 541

• Dante Izrael RodriguezCRD 6939169 · Bellevue, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Denise M RodriguezCRD 2617782 · Towson, MD
  IA RegisteredBroker
• Desiderio Antonio RodriguezCRD 4899255 · Roseville, CA
  IA RegisteredBroker
• Diana A RodriguezCRD 4220118 · Miami, FL
  IA RegisteredBroker
• Emily RodriguezCRD 4901593 · Jacksonville, FL
  IA RegisteredBroker
• Ernest M RodriguezCRD 6309970 · New York, NY
  Broker
• Ernesto Jose RodriguezCRD 6331981 · Boca Raton, FL
  IA RegisteredBroker
• Francois RodriguezCRD 4218570 · Jacksonville, FL
  IA RegisteredBroker
• Garland A RodriguezCRD 1049944 · Fort Lauderdale, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jaime Saul RodriguezCRD 4039914 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Karen RodriguezCRD 2947262 · Red Bank, NJ
  IA RegisteredBroker
• Lawrence B RodriguezCRD 2080711 · Conroe, TX
  IA RegisteredBroker
• Maria Eugenia RodriguezCRD 6452370 · Boca Raton, FL
  IA RegisteredBroker
• Miguel Angel RodriguezCRD 6355716 · Walnut Creek, CA
  IA RegisteredBroker
• Phoebe Elizabeth RodriguezCRD 2624482 · Williamsville, NY
  IA RegisteredBroker
• Ramoncito Mariano RodriguezCRD 4842191 · Las Vegas, NV
  IA RegisteredBroker
• Renier Angel RodriguezCRD 6344215 · Jacksonville, FL
  IA RegisteredBroker
• Wanda RodriguezCRD 4079358 · New York, NY
  IA RegisteredBroker
• Jose Augusto Rodriguez-TorresCRD 6296280 · Coral Gables, FL
  IA RegisteredBroker
• Rami RoeCRD 5349080 · Atlanta, GA
  IA RegisteredBroker
• Elizabeth Katherine RoeckerCRD 4053865 · Waukesha, WI
  IA RegisteredBroker
• Jason Ross RoegnerCRD 6319830 · Jacksonville, FL
  IA RegisteredBroker
• Gregory John RoelCRD 3189351 · San Diego, CA
  IA RegisteredBroker
• Randall Earl RoenfranzCRD 4851689 · New York, NY
  IA RegisteredBroker
• Lisa Marie RoepkeCRD 2519844 · Atlanta, GA
  IA RegisteredBroker
• Roberto W RoffoCRD 4812356 · Princeton, NJ
  IA RegisteredBroker
• Christin C RogalskiCRD 6526425 · Toledo, OH
  IA RegisteredBroker
• April RogersCRD 4838184 · Houston, TX
  IA RegisteredBroker
• Frank C RogersCRD 2440157 · Greenwich, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Ian Hugh Gordon RogersCRD 1502567 · Bend, OR
  IA RegisteredBroker
  Disclosure event(s) on record
• James Edwin RogersCRD 5543696 · Scottsdale, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• James D RogersCRD 5383804 · Jacksonville, FL
  IA RegisteredBroker
• Melinda G RogersCRD 4953086 · Knoxville, TN
  IA RegisteredBroker
• Michael Lawrence RogersCRD 2863716 · Charlotte, NC
  IA RegisteredBroker
• Nichole RogersCRD 4144643 · Dallas, TX
  IA RegisteredBroker
• Olivia RogersCRD 6554997 · Batavia, NY
  IA RegisteredBroker
• Patrick Ryan RogersCRD 8126365 · Bronxville, NY
  IA RegisteredBroker
• Susan Elizabeth RogersCRD 2875522 · New York, NY
  Broker
• Vincent RogersCRD 5332757 · Peachtree City, GA
  IA RegisteredBroker
• John Paul RoggeCRD 402991 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Matthew P RoggeCRD 4560860 · Boca Raton, FL
  IA RegisteredBroker
• Mick J RognlienCRD 3264504 · Walnut Creek, CA
  IA RegisteredBroker
• James Sangyun RohCRD 2979949 · Beverly Hills, CA
  IA RegisteredBroker
• Judith Lyn RohlfingCRD 3209359 · Ponte Vedra Beach, FL
  IA RegisteredBroker
• Bryan Bernard RohrCRD 2773875 · La Jolla, CA
  IA RegisteredBroker
• Jorgelina RoisenzvitCRD 5172384 · Westlake Village, CA
  IA RegisteredBroker
• Christian Guillermo RojasCRD 6449527 · Temecula, CA
  IA RegisteredBroker
• Omar RojasCRD 2551790 · New York, NY
  Broker
• Oralia RojasCRD 2297971 · New York, NY
  IA RegisteredBroker
• Brian RolandCRD 4909994 · Charlotte, NC
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 5, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.