Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 403 of 541

• Scott Richard RollickCRD 1275360 · Wayne, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Corey Christopher RollingCRD 6337823 · Forest Hills, NY
  IA RegisteredBroker
• Arthur W RollinsCRD 2189526 · Atlanta, GA
  IA RegisteredBroker
• Michael D RolloCRD 5484820 · Ogden, UT
  IA RegisteredBroker
• Michael Alfred RomaCRD 4744529 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Aaron Benedict RomainCRD 2399500 · Farmington Hills, MI
  IA RegisteredBroker
• Gwenaelle RomainCRD 5069390 · Aventura, FL
  IA RegisteredBroker
• Anthony Michael RomanCRD 2127584 · Pennington, NJ
  IA RegisteredBroker
• Theodore Samuel RomanCRD 1213050 · Greenwich, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel J RomanchukCRD 5743806 · Jacksonville, FL
  IA RegisteredBroker
• Michael Wayne RomanchukCRD 4821503 · Miami, FL
  IA RegisteredBroker
• Christopher J RomanoCRD 4426528 · New York, NY
  IA RegisteredBroker
• Paul V RomanoCRD 4158695 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Jeffrey RomanoCRD 3252865 · New York, NY
  IA RegisteredBroker
• Salvatore Joseph RomanoCRD 2367933 · Saratoga Springs, NY
  IA RegisteredBroker
• Angela Romano-CosgraveCRD 5770271 · Bridgewater, NJ
  IA RegisteredBroker
• Peter J RomanowskyCRD 5714380 · Chicago, IL
  IA RegisteredBroker
• Mary M RomansCRD 3035039 · Cincinnati, OH
  IA RegisteredBroker
• Gregory RomatzickCRD 5077855 · Fairfield, CT
  IA RegisteredBroker
• Jesus RomeroCRD 1325717 · Aventura, FL
  IA RegisteredBroker
• Katherin G RomeroCRD 3062547 · Princeton, NJ
  IA RegisteredBroker
• Linda S RomeroCRD 4324986 · Phoenix, AZ
  IA RegisteredBroker
• Lindsay Anne RomigCRD 3081538 · Walnut Creek, CA
  IA RegisteredBroker
• Zachary RomigCRD 5798766 · Wyomissing, PA
  IA RegisteredBroker
• Juan Miguel RomoCRD 2642020 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Gerard K RoncinskeCRD 2835000 · Frisco, TX
  IA RegisteredBroker
• Jennifer Anne RonekerCRD 3020084 · Canton, OH
  IA RegisteredBroker
• Amoreli RonquilloCRD 4284003 · Cincinnati, OH
  IA RegisteredBroker
• Miguel F RonquilloCRD 6380289 · Chandler, AZ
  IA RegisteredBroker
• Stephen L RookCRD 5529888 · Charlotte, NC
  IA RegisteredBroker
• Diane I RooneyCRD 5984754 · Boston, MA
  IA RegisteredBroker
• Mahesh RoopnarineCRD 6107610 · Fort Lauderdale, FL
  IA RegisteredBroker
• Marc Filipe RosaCRD 4236887 · New York, NY
  IA RegisteredBroker
• David RosadoCRD 4751249 · Fort Worth, TX
  IA RegisteredBroker
• Luz RosadoCRD 5176018 · New York, NY
  IA RegisteredBroker
• Tulio Alberto RosadoCRD 3112064 · Aventura, FL
  IA RegisteredBroker
• Arnold RosalesCRD 5432550 · Charlotte, NC
  IA RegisteredBroker
• Tania RosalesCRD 2841993 · Miami, FL
  IA RegisteredBroker
• Hector Ruben Rosario CuevasCRD 5435619 · Guaynabo, PR
  IA RegisteredBroker
  Disclosure event(s) on record
• Edgar RosasCRD 6108749 · Fort Lee, NJ
  IA RegisteredBroker
• Richard Louis RosatiCRD 5563783 · Wayzata, MN
  IA RegisteredBroker
• Carole RoseCRD 1770100 · Hunt Valley, MD
  IA RegisteredBroker
• Huw David RoseCRD 2916393 · Greenwich, CT
  IA RegisteredBroker
• Kenneth E RoseCRD 6278475 · Jacksonville, FL
  IA RegisteredBroker
• Lindsay Sara RoseCRD 5379039 · New York, NY
  Broker
• Michael E. RoseCRD 4579253 · The Villages, FL
  IA RegisteredBroker
• Robert Eric RoseCRD 2294966 · San Diego, CA
  IA RegisteredBroker
• Roxane Lillian RoseCRD 2722816 · Santa Fe, NM
  IA RegisteredBroker
  Disclosure event(s) on record
• John Martin RoseckyCRD 2132538 · Exton, PA
  IA RegisteredBroker
• Robert Daniel RoseenCRD 5777608 · New York, NY
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 5, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.