Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 404 of 541

• Susana Carolina RoselloCRD 2415226 · Plano, TX
  IA RegisteredBroker
• Stanton K RosemanCRD 5647769 · Los Angeles, CA
  IA RegisteredBroker
• William T RosemeyerCRD 4340681 · Chicago, IL
  IA RegisteredBroker
• Harvey Michael RosenbergCRD 2295541 · Pepper Pike, OH
  IA RegisteredBroker
• Janna RosenbergCRD 3141329 · Summit, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Peter John RosenbergCRD 1122939 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Scott David RosenblumCRD 4225115 · Bloomfield Hills, MI
  IA RegisteredBroker
• Jeffrey Jerome RosencransCRD 1364767 · Schaumburg, IL
  IA RegisteredBroker
• John B RosencransCRD 5790308 · Schaumburg, IL
  IA RegisteredBroker
• Drew RosenfeldCRD 5376698 · Florham Park, NJ
  IA RegisteredBroker
• Michael RosensteinCRD 5368175 · Garden City, NY
  IA RegisteredBroker
• Jodi RosenthalCRD 2936685 · Boca Raton, FL
  IA RegisteredBroker
• Robert Harold RosenthalCRD 2542597 · Lake Forest, IL
  IA RegisteredBroker
• Allen Ward RosinCRD 861770 · Grosse Pointe, MI
  IA RegisteredBroker
• Robert J RosinCRD 5705762 · Grosse Pointe, MI
  IA RegisteredBroker
• Cathi M RoskyCRD 1705589 · Iselin, NJ
  IA RegisteredBroker
• Angela Marie RossCRD 2180294 · Irvine, CA
  IA RegisteredBroker
• Bryan P RossCRD 5928201 · Jacksonville, FL
  IA RegisteredBroker
• Caroline Marie RossCRD 3007504 · New York, NY
  IA RegisteredBroker
• Charles Wi RossCRD 4872999 · Bethesda, MD
  IA RegisteredBroker
• Dwayne Allan RossCRD 1852884 · Plantation, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Glenda Brenetta RossCRD 1132875 · Great Neck, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• James Lincoln RossCRD 1376402 · Charlotte Amalie, VI
  IA RegisteredBroker
  Disclosure event(s) on record
• Steven Jay RossCRD 1455304 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas S RossCRD 4263170 · Paramus, NJ
  IA RegisteredBroker
• Xavier RossCRD 2610648 · Ponte Vedra Beach, FL
  IA RegisteredBroker
• Brian Amsler RossanoCRD 1617426 · Beverly, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Frank Harris RosselloCRD 2159243 · New York, NY
  Broker
• Scott Christian RosserCRD 2885946 · Los Angeles, CA
  IA RegisteredBroker
• Anne E RossiCRD 6153230 · New York, NY
  IA RegisteredBroker
• Carla Deoliveira RossiCRD 5541661 · Tampa, FL
  IA RegisteredBroker
• Christopher Michael RossiCRD 1076673 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jacquelin M RossiCRD 2518869 · Mystic, CT
  IA RegisteredBroker
• Kristina Elaine RossiCRD 3163917 · Houston, TX
  IA RegisteredBroker
• Michael RossiCRD 5093346 · New York, NY
  IA RegisteredBroker
• Kevin A RoszkowskiCRD 5765059 · Boston, MA
  IA RegisteredBroker
• Christina C RotairoCRD 5375994 · San Francisco, CA
  IA RegisteredBroker
• John T RothCRD 1200726 · New York, NY
  IA RegisteredBroker
• Kevin Thomas RothCRD 1398183 · Westport, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Kimberly R RothCRD 4723372 · Missoula, MT
  IA RegisteredBroker
• Robert A RothmanCRD 1500237 · New York, NY
  IA RegisteredBroker
• David John RothschellCRD 3059848 · Pennington, NJ
  Broker
• Evan D RothsteinCRD 4927746 · Beverly Hills, CA
  IA RegisteredBroker
• Rebecca Susan RothsteinCRD 1666291 · Incline Village, NV
  IA RegisteredBroker
  Disclosure event(s) on record
• Cynthia C RoundsCRD 4029338 · Vancouver, WA
  IA RegisteredBroker
• Sean Stephen RoundsCRD 4162162 · Charlotte, NC
  IA RegisteredBroker
• Jeffry Jonathon RoundyCRD 2579984 · Salt Lake City, UT
  IA RegisteredBroker
• Tara L RousseauCRD 4753563 · Huntsville, AL
  IA RegisteredBroker
• Millie J RovnyCRD 4328705 · Athens, GA
  IA RegisteredBroker
• Bonnie M RowandCRD 2481569 · Jacksonville, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 5, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.