Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 405 of 541

• Joshua N RoweCRD 6227351 · New York, NY
  Broker
  Disclosure event(s) on record
• Kevin Jospeh RoweCRD 2267147 · North Bethesda, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Marcus Christopher RoweCRD 4563297 · Saint Augustine, FL
  IA RegisteredBroker
• Ashley RowettCRD 6500601 · Towson, MD
  IA RegisteredBroker
• Jason Stone RowettCRD 5968689 · Hunt Valley, MD
  IA RegisteredBroker
• Aaron Karl RowlandCRD 2889657 · Columbia, SC
  IA RegisteredBroker
• Cindy Diane RowlandCRD 1049668 · Cincinnati, OH
  IA RegisteredBroker
• Marguerite Travis RowlandCRD 1927024 · Louisville, KY
  IA RegisteredBroker
• Tracy Danielle Gardiner RowleyCRD 6583957 · New York, NY
  IA RegisteredBroker
• Jason Boyer RoxbyCRD 2726907 · Newport Beach, CA
  IA RegisteredBroker
• James RoyalCRD 1421953 · Frisco, TX
  IA RegisteredBroker
• Christopher Michael RoyerCRD 4548065 · Pittsburgh, PA
  IA RegisteredBroker
• Penny Nissley RozelleCRD 859515 · Houston, TX
  IA RegisteredBroker
• Arthur Edward RozzeroCRD 839853 · Providence, RI
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen RozzeroCRD 5326399 · Providence, RI
  IA RegisteredBroker
• Katherine RuarkCRD 4219726 · Winter Park, FL
  IA RegisteredBroker
• Daniel H RubbertCRD 6341135 · Bellingham, WA
  IA RegisteredBroker
• David Wallace Adolf RubbertCRD 1540535 · Bellingham, WA
  IA RegisteredBroker
• Sandra L RubeckCRD 6257514 · Deer Park, IL
  IA RegisteredBroker
• Barry Evan RubinCRD 2176696 · Delray Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Gary Alan RubinCRD 2715277 · Portland, ME
  IA RegisteredBroker
  Disclosure event(s) on record
• Kevin Alan RubinCRD 1054312 · Lakewood Ranch, FL
  IA RegisteredBroker
• Kimberly RubinCRD 4277381 · Dallas, TX
  IA RegisteredBroker
• Michael Matthew RubinCRD 7178830 · New York, NY
  IA RegisteredBroker
• Teresa Marie RubinsCRD 1840009 · Miamisburg, OH
  IA RegisteredBroker
• Charles David RuchCRD 1189159 · Memphis, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• David George RucknoCRD 3053803 · Hilton Head Island, SC
  IA RegisteredBroker
• Jeremy A RuddCRD 5658856 · Hillsdale, NJ
  IA RegisteredBroker
• Kimberly Susanne RuddCRD 4540392 · New York, NY
  IA RegisteredBroker
• John Edward RuddyCRD 724836 · Northbrook, IL
  IA RegisteredBroker
• Craig D RudisillCRD 4987725 · New York, NY
  IA RegisteredBroker
• Davin S RudyCRD 5796476 · Frederick, MD
  IA RegisteredBroker
• Andrew J RudzinskiCRD 5922347 · Jacksonville, FL
  IA RegisteredBroker
• Michel R RuelCRD 6536008 · New York, NY
  Broker
• Julie RuestCRD 3212126 · Southbury, CT
  Broker
• Max Foster RuffcornCRD 5479740 · Redding, CA
  IA RegisteredBroker
• Michael Allen RuffineCRD 2603287 · Birmingham, AL
  IA RegisteredBroker
  Disclosure event(s) on record
• Christopher Alan RuffinoCRD 1556441 · Bloomfield Hills, MI
  IA RegisteredBroker
• Leah Matney RuffnerCRD 5315148 · Columbia, MD
  IA RegisteredBroker
• Michael Anthony RufoCRD 6487060 · New York, NY
  IA RegisteredBroker
• Kyle Norman RuggCRD 6096003 · New York, NY
  IA RegisteredBroker
• Christine Rose RuggieroCRD 2819099 · New York, NY
  IA RegisteredBroker
• Marianne RuggieroCRD 2658426 · New York, NY
  Broker
• Alexander James RuizCRD 6838935 · Westlake, OH
  IA RegisteredBroker
• Christopher Jonathan RuizCRD 5351235 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Francy Paola RuizCRD 4397835 · Bridgewater, NJ
  IA RegisteredBroker
• Melissa J RuizCRD 6185955 · Chandler, AZ
  IA RegisteredBroker
• Pablo Ruiz-BerlangaCRD 4265533 · Houston, TX
  IA RegisteredBroker
• Jennifer Elizabeth RullisCRD 3099960 · Florham Park, NJ
  IA RegisteredBroker
• Susan Brown RumbaughCRD 3149340 · State College, PA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 5, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.