Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 420 of 541

• Emily RosenCRD 6356128 · San Diego, CA
  BrokerRegistration inactive
  Disclosure event(s) on record
• Joseph Benjamin RosenCRD 8228653 · Red Bank, NJ
  IA RegisteredBroker
• Kirti RosenbaumCRD 6257394 · Pennington, NJ
  IA RegisteredBroker
• Robert Norris RosenbaumCRD 7606137 · Houston, TX
  IA RegisteredBroker
• Ana Rocio RosenbergCRD 6269347 · Denver, CO
  IA RegisteredBroker
• Craig Steven RosenbergCRD 2267333 · Fairfield, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Kevin RosenbergCRD 6085466 · Northbrook, IL
  IA RegisteredBroker
• Matthew R RosenbergCRD 7047176 · Naples, FL
  IA RegisteredBroker
• Ryan D RosenbergCRD 8143859 · Chicago, IL
  IA RegisteredBroker
• Kathy Y RosenblathCRD 4219703 · Shreveport, LA
  IA RegisteredBroker
• Benjamin G RosenblumCRD 6912407 · Los Angeles, CA
  IA RegisteredBroker
• Austin Lee RosencranceCRD 6859499 · Charleston, WV
  IA RegisteredBroker
• Erik RosencransCRD 6192940 · Schaumburg, IL
  IA RegisteredBroker
• Adam Jason RosenfeldCRD 4310098 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Alexander Philip RosenfieldCRD 6739584 · New York, NY
  IA RegisteredBroker
• Jeanne Rudolph RosengrenCRD 1616223 · Wayzata, MN
  IA RegisteredBroker
• William Joseph RosengrenCRD 6801504 · Wayzata, MN
  IA RegisteredBroker
• Lewis S RosensittoCRD 2083195 · Newport Beach, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Brett RosenthalCRD 5591309 · Wayne, PA
  IA RegisteredBroker
• Jacob Samuel RosenthalCRD 7667863 · Stockton, CA
  IA RegisteredBroker
• Sarah Ariel RosenthalCRD 2654519 · Hunt Valley, MD
  IA RegisteredBroker
• Stephen J RosenthalCRD 2915227 · Wilkes Barre, PA
  IA RegisteredBroker
• Jon RosenwaldCRD 2342016 · Doylestown, PA
  IA RegisteredBroker
• Jeffrey L RosenzweigCRD 4271763 · Ontario, CA
  IA RegisteredBroker
• Gregory Francis RosettiCRD 5032468 · Scranton, PA
  IA RegisteredBroker
• Christopher RosicCRD 6486723 · Greensboro, NC
  IA RegisteredBroker
• Giselle Gabrielle RosiqueCRD 6525874 · New York, NY
  IA RegisteredBroker
• Amanda N RossCRD 4411177 · Westborough, MA
  IA RegisteredBroker
• Caton M K P RossCRD 7550297 · Seattle, WA
  IA RegisteredBroker
• Christa A RossCRD 2630753 · New York, NY
  IA RegisteredBroker
• Connor B RossCRD 8194137 · Chandler, AZ
  IA RegisteredBroker
• Donald James RossCRD 1414717 · Paramus, NJ
  IA RegisteredBroker
• L M RossCRD 6102180 · Chandler, AZ
  IA RegisteredBroker
• Laurie Ann RossCRD 4675335 · Austin, TX
  IA RegisteredBroker
• Peter James RossCRD 2544209 · New York, NY
  IA RegisteredBroker
• Steven Cameron RossCRD 7066368 · Denver, CO
  IA RegisteredBroker
• Charlie L RossetterCRD 2589670 · Rockledge, FL
  IA RegisteredBroker
• Jaclyn Gerson RossiterCRD 6210227 · Boston, MA
  IA RegisteredBroker
• Rebecca Ann RossnerCRD 2884816 · Corpus Christi, TX
  IA RegisteredBroker
• Steven A RossoCRD 6587168 · Santa Barbara, CA
  IA RegisteredBroker
• David L RossonCRD 8279711 · Long Beach, CA
  IA RegisteredBroker
• Austin G RosterollaCRD 7024462 · Oregon City, OR
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael A RotayCRD 2817613 · Bala Cynwyd, PA
  IA RegisteredBroker
• Adam RothCRD 7196165 · Evansville, IN
  IA RegisteredBroker
• Alexander M RothCRD 8067764 · Nampa, ID
  IA RegisteredBroker
• Chrystal Ann RothCRD 6898676 · Minneapolis, MN
  IA RegisteredBroker
• Dorothy Elizabeth RothCRD 1020851 · Henderson, NV
  IA RegisteredBroker
• Jeremy L RothCRD 5840956 · New York, NY
  Broker
• Amanda Rhea RothrockCRD 2800922 · Baton Rouge, LA
  IA RegisteredBroker
• Brendan Michael RotondiCRD 7474955 · Philadelphia, PA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.