Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 431 of 541

• Sandra V SenichCRD 4346787 · New Haven, CT
  IA RegisteredBroker
• Kerry SennaCRD 3086734 · Atlanta, GA
  IA RegisteredBroker
• Karen L SennesCRD 1371279 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Dallas E SentersCRD 5058388 · Indianapolis, IN
  IA RegisteredBroker
• Michael A SepulvedaCRD 3029191 · Riverside, CA
  IA RegisteredBroker
• Chris SercuCRD 5836364 · San Francisco, CA
  IA RegisteredBroker
• Dolores Marie SerdahelyCRD 3185948 · Rancho Santa Fe, CA
  IA RegisteredBroker
• Vladan SerdarCRD 5300847 · Camp Hill, PA
  IA RegisteredBroker
• Elizabeth SerebriskyCRD 2826221 · Los Angeles, CA
  IA RegisteredBroker
• Jeffrey Jonathan SerellCRD 5932940 · Seattle, WA
  IA RegisteredBroker
• Christian SerenaCRD 6089540 · Scottsdale, AZ
  IA RegisteredBroker
• Charles Leo SergewickCRD 1672773 · Toms River, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Phillip Anthony SerraCRD 1921548 · Farmington Hills, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Adam George SetasCRD 6235490 · Birmingham, AL
  IA RegisteredBroker
• Shiv Kumar SethiCRD 6300789 · Pittsburgh, PA
  IA RegisteredBroker
• Rita SethyCRD 1918035 · El Segundo, CA
  IA RegisteredBroker
• Viney SethyCRD 5867011 · El Segundo, CA
  IA RegisteredBroker
• John C SetzerCRD 4391794 · Winston Salem, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Nancy M SeusCRD 5963317 · Florham Park, NJ
  IA RegisteredBroker
• Hugh Douglas SeversCRD 5939138 · Spokane, WA
  IA RegisteredBroker
• Brian Patrick SextonCRD 2543513 · La Jolla, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Daniel P SextonCRD 5736626 · Huntersville, NC
  IA RegisteredBroker
• Michael Gregory SextonCRD 6579067 · Hingham, MA
  IA RegisteredBroker
• Alexis Elizabeth SferraCRD 6277621 · Chicago, IL
  IA RegisteredBroker
• Usman ShabbirCRD 5726865 · Pennington, NJ
  IA RegisteredBroker
• Mary ShackelfordCRD 7184145 · Salt Lake City, UT
  IA RegisteredBroker
• Whitney E ShackelfordCRD 5153637 · Columbus, GA
  IA RegisteredBroker
• Melissa Lynn ShacklettCRD 2539268 · Peoria, IL
  IA RegisteredBroker
• Rodney ShadmanCRD 5067660 · Beverly Hills, CA
  Broker
• Mathew D ShafferCRD 6061394 · Wilkes Barre, PA
  IA RegisteredBroker
• Ayushi ShahCRD 6493931 · Summit, NJ
  IA RegisteredBroker
• Binni Bipin ShahCRD 7876129 · Somerset, NJ
  IA RegisteredBroker
• Meghna ShahCRD 6818641 · Iselin, NJ
  IA RegisteredBroker
• Nisarg D ShahCRD 5270081 · Atlanta, GA
  IA RegisteredBroker
• Nitin D ShahCRD 5531784 · Plainsboro, NJ
  IA RegisteredBroker
• Sweeti Subodhchandra ShahCRD 6438214 · Novato, CA
  IA RegisteredBroker
• Uday J ShahCRD 4317604 · Chevy Chase, MD
  IA RegisteredBroker
• Maryam Shah-HosseiniCRD 2893081 · Los Angeles, CA
  IA RegisteredBroker
• Jeremy Chad ShaheenCRD 7256174 · Jacksonville, FL
  IA RegisteredBroker
• Karen ShahinianCRD 2803358 · Irvine, CA
  IA RegisteredBroker
• Rahul ShaikhCRD 5569145 · San Francisco, CA
  IA RegisteredBroker
• Shahryar Ahmad ShaikhCRD 7052861 · Placentia, CA
  IA RegisteredBroker
• Ellen R ShainCRD 4345071 · Boston, MA
  IA RegisteredBroker
• Michael ShalhoupCRD 5735208 · New York, NY
  IA RegisteredBroker
• Brian Michael ShamboCRD 3208852 · Vero Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Lei ShanCRD 3123255 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Vincent ShanahanCRD 4142633 · Jacksonville, FL
  IA RegisteredBroker
• Joanne M ShanamanCRD 5123963 · Wayne, PA
  IA RegisteredBroker
• Gregory A ShanaphyCRD 3127757 · Summit, NJ
  IA RegisteredBroker
• Elizabeth Margaret ShanleyCRD 4759335 · Hingham, MA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.