Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 432 of 541

• Avedis ShanlianCRD 6029228 · Pasadena, CA
  IA RegisteredBroker
• Catherine Irene ShannonCRD 5074617 · Wayzata, MN
  IA RegisteredBroker
• F X ShannonCRD 4817624 · Annapolis, MD
  IA RegisteredBroker
• James Chris ShannonCRD 1549076 · Tulsa, OK
  IA RegisteredBroker
• Matthew Joseph ShannonCRD 6081089 · Chesterfield, MO
  IA RegisteredBroker
• Fredrick Jay ShapiroCRD 2992579 · Palm Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jordan Asher ShapiroCRD 6354181 · Westlake Village, CA
  IA RegisteredBroker
• Mark Barry ShapiroCRD 2596184 · Pennington, NJ
  IA RegisteredBroker
• Trace ShapiroCRD 5549572 · Fort Lauderdale, FL
  IA RegisteredBroker
• Aubrey Martin SharfmanCRD 1777650 · Los Angeles, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Nader SharkawiCRD 4959671 · Pennington, NJ
  IA RegisteredBroker
• Colleen Marie SharkeyCRD 2883604 · Stamford, CT
  IA RegisteredBroker
• Pratibha SharmaCRD 7808784 · Bedminster, NJ
  IA RegisteredBroker
• Rohit SharmaCRD 5048685 · Columbus, OH
  IA RegisteredBroker
• Samant SharmaCRD 4077186 · Clearwater, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Andrew Todd SharonCRD 6271628 · Clayton, MO
  IA RegisteredBroker
• Brian W SharpCRD 5567923 · North Bethesda, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Karen Lynne SharpCRD 6468468 · Blue Bell, PA
  IA RegisteredBroker
• Michael Coy SharpCRD 4261865 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Stanley Alan SharpCRD 1237786 · Atlanta, GA
  IA RegisteredBroker
• Iain Andrew SharpeCRD 3210728 · Houston, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Jack David SharpeCRD 1024050 · Fort Lauderdale, FL
  IA RegisteredBroker
• Lynn Marie SharrattCRD 2207902 · New York, NY
  Broker
• Timothy J ShaughnessyCRD 5658119 · Bradenton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Jacqueline R Shaughnessy-SobczakCRD 5409092 · Colorado Springs, CO
  IA RegisteredBroker
• Muhammad N ShaukatCRD 6596033 · Vienna, VA
  IA RegisteredBroker
  Disclosure event(s) on record
• Zachary R ShaveCRD 6193394 · Vero Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Angela Jean ShawCRD 5318600 · Frisco, TX
  IA RegisteredBroker
• Brian P ShawCRD 1195458 · Pennington, NJ
  IA RegisteredBroker
• Jack Lewis ShawCRD 2662608 · Gilbert, AZ
  IA RegisteredBroker
• John Daniel ShawCRD 3028495 · Florham Park, NJ
  IA RegisteredBroker
• Karen Renee ShawCRD 4061972 · Lufkin, TX
  IA RegisteredBroker
• Lisa Severin ShawCRD 2596976 · Kansas City, MO
  IA RegisteredBroker
  Disclosure event(s) on record
• Devota Pilar ShayCRD 1602401 · Los Angeles, CA
  IA RegisteredBroker
• David Christopher SheaCRD 1447053 · Princeton, NJ
  IA RegisteredBroker
• Kristine Mae SheaCRD 3211382 · Fargo, ND
  IA RegisteredBroker
• William Brien SheaCRD 1703348 · Greenwich, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Allen Gunther ShealsCRD 2418602 · Oxnard, CA
  IA RegisteredBroker
• Michael ShearerCRD 3029193 · Dallas, TX
  IA RegisteredBroker
• Brian Michael SheehanCRD 1490630 · Garden City, NY
  IA RegisteredBroker
• Clare Margaret Mary SheehanCRD 2677800 · Boston, MA
  IA RegisteredBroker
• Daniel Burke SheehanCRD 4557608 · Charlottesville, VA
  IA RegisteredBroker
• Deborah Jean SheehanCRD 2948376 · Philadelphia, PA
  IA RegisteredBroker
• Meaghan C SheehanCRD 6235955 · New York, NY
  IA RegisteredBroker
• Stephen P SheehanCRD 4334372 · Pennington, NJ
  IA RegisteredBroker
• Catherine Ann SheehyCRD 6268599 · Charlotte, NC
  IA RegisteredBroker
• Elizabeth A SheetsCRD 5369545 · Indianapolis, IN
  IA RegisteredBroker
• Jonathan Nelson SheffieldCRD 4878086 · Rolling Hills Estates, CA
  IA RegisteredBroker
• Stephen F SheffieldCRD 4925598 · Los Angeles, CA
  IA RegisteredBroker
• Alan Howard SheldonCRD 2606750 · Atlanta, GA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.