Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 437 of 541

• Jeffery J SlumpCRD 5838159 · Scottsdale, AZ
  IA RegisteredBroker
• Jacqueline G SlyeCRD 4590814 · Delray Beach, FL
  IA RegisteredBroker
• John Elias SlymanCRD 4505500 · Westlake, OH
  IA RegisteredBroker
• Caitlin Anne SmajdaCRD 6219373 · Pennington, NJ
  IA RegisteredBroker
• Peter A. SmaldinoCRD 4077873 · Los Angeles, CA
  IA RegisteredBroker
• Clark Clifford SmallCRD 2446498 · Bellevue, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Mark Brian SmalleyCRD 3003916 · Pennington, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Richard Walter SmalleyCRD 1322164 · Sarasota, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Theodore Robert SmallwoodCRD 7080876 · Princeton, NJ
  IA RegisteredBroker
• William B SmaydaCRD 4453267 · Frisco, TX
  IA RegisteredBroker
• Nicholas J SmedleyCRD 2009954 · Chandler, AZ
  IA RegisteredBroker
• Shane Alan SmedleyCRD 4009619 · Grand Rapids, MI
  IA RegisteredBroker
• Scott Thomas SmeltzerCRD 5900183 · Newport Beach, CA
  IA RegisteredBroker
• Alissa Dawn SmidtCRD 4162465 · Boulder, CO
  IA RegisteredBroker
• Albert Thomas SmithCRD 6620324 · Los Angeles, CA
  IA RegisteredBroker
• Alexander John SmithCRD 6432661 · Burlington, MA
  IA RegisteredBroker
• Alfonzo J SmithCRD 6149724 · Chandler, AZ
  IA RegisteredBroker
• Alfred Aloysius SmithCRD 2084507 · Chambersburg, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Amy C SmithCRD 6243693 · Fort Worth, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Aria Y SmithCRD 5270752 · Jacksonville, FL
  IA RegisteredBroker
• Athanasia Frangos SmithCRD 4290598 · Wellesley Hills, MA
  IA RegisteredBroker
• Barbara J SmithCRD 4715429 · Fayetteville, NC
  IA RegisteredBroker
• Barry William SmithCRD 2001655 · Houston, TX
  IA RegisteredBroker
• Barry William SmithCRD 6436377 · Houston, TX
  IA RegisteredBroker
• Brandon Thomas SmithCRD 4389001 · Columbus, OH
  IA RegisteredBroker
• Cameron SmithCRD 5264644 · Pensacola, FL
  IA RegisteredBroker
• Casey Michael SmithCRD 6645139 · Charlotte, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Chelsea R. SmithCRD 5561522 · Baton Rouge, LA
  IA RegisteredBroker
• Christine Noelle SmithCRD 2661509 · Doylestown, PA
  IA RegisteredBroker
• Crystal Yon SmithCRD 4088004 · Montgomery, AL
  Broker
• Daniel SmithCRD 6344112 · Wellesley Hills, MA
  IA RegisteredBroker
• Darrell Glenn SmithCRD 2542494 · Miami, FL
  IA RegisteredBroker
• David B SmithCRD 1383778 · Boston, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• David Paul SmithCRD 4268286 · Worcester, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• David W SmithCRD 5506217 · San Diego, CA
  IA RegisteredBroker
• David Andrew SmithCRD 6507487 · Houston, TX
  IA RegisteredBroker
• Debbie J SmithCRD 1399206 · Amarillo, TX
  IA RegisteredBroker
• Deon Alrica SmithCRD 4405532 · White Plains, NY
  IA RegisteredBroker
• Donte Christopher SmithCRD 6196492 · Williamsburg, VA
  IA RegisteredBroker
• Edward Alen SmithCRD 6535438 · New York, NY
  Broker
• Elizabeth Manning SmithCRD 5579713 · Exton, PA
  IA RegisteredBroker
• Gerald D SmithCRD 6341772 · Atlanta, GA
  IA RegisteredBroker
• Gregory Campbell SmithCRD 4797718 · Stamford, CT
  IA RegisteredBroker
• Horace H SmithCRD 1748760 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• James Byron SmithCRD 2545353 · Oak Brook, IL
  IA RegisteredBroker
• James Wilburn SmithCRD 1545987 · Ridgeland, MS
  IA RegisteredBroker
• Jamielee SmithCRD 6348667 · San Francisco, CA
  IA RegisteredBroker
• Jason A SmithCRD 6172127 · New York, NY
  IA RegisteredBroker
• Jeannette H SmithCRD 4966126 · Albuquerque, NM
  IA RegisteredBroker
• Jocelyn Thomas SmithCRD 3141920 · Dallas, TX
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.