Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 445 of 541

• Mark Douglas SudermannCRD 2601602 · Chicago, IL
  IA RegisteredBroker
• Francheska Elizabeth SueroCRD 7543676 · Plantation, FL
  IA RegisteredBroker
• Errek C SuhrCRD 5928947 · Indianapolis, IN
  IA RegisteredBroker
• Darren Edward SuiterCRD 5075007 · San Francisco, CA
  IA RegisteredBroker
• Richard Louie SullinsCRD 4562108 · Southlake, TX
  IA RegisteredBroker
• Carolyn Atwill SullivanCRD 2400540 · Buffalo, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Cheryl Y SullivanCRD 5810962 · New York, NY
  Broker
• Colin SullivanCRD 6222252 · Bridgewater, NJ
  IA RegisteredBroker
• Daniel Scott SullivanCRD 5032328 · Latham, NY
  IA RegisteredBroker
• Diane Marie SullivanCRD 4869181 · Charlotte, NC
  IA RegisteredBroker
• Diane Lynn SullivanCRD 5273441 · Santa Monica, CA
  Broker
• Edward J SullivanCRD 2491959 · Hartford, CT
  IA RegisteredBroker
• Elizabeth A SullivanCRD 5728338 · New York, NY
  IA RegisteredBroker
• Henry SullivanCRD 840962 · New Orleans, LA
  IA RegisteredBroker
  Disclosure event(s) on record
• John Wiley SullivanCRD 2567042 · Atlanta, GA
  IA RegisteredBroker
• Karen B SullivanCRD 3081942 · Fairfield, CT
  IA RegisteredBroker
• Kay F SullivanCRD 4553064 · Monterey, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kevin Andrew SullivanCRD 2638587 · Columbus, OH
  IA RegisteredBroker
  Disclosure event(s) on record
• Laura G SullivanCRD 1161282 · Short Hills, NJ
  IA RegisteredBroker
• Linnell R SullivanCRD 2148598 · Cincinnati, OH
  IA RegisteredBroker
• Mark M SullivanCRD 4021898 · Bloomfield Hills, MI
  IA RegisteredBroker
• Mary Jane L SullivanCRD 2231859 · Oakland, CA
  IA RegisteredBroker
• Matthew Robert SullivanCRD 6335178 · Garden City, NY
  IA RegisteredBroker
• Michael Roger SullivanCRD 4127522 · Stamford, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Patrick R SullivanCRD 5793437 · New York, NY
  IA RegisteredBroker
• Robert G SullivanCRD 1751430 · Paramus, NJ
  IA RegisteredBroker
• Ryann Lynn SullivanCRD 2918814 · New York, NY
  Broker
• Shaun SullivanCRD 6868559 · Concord, NH
  IA RegisteredBroker
• Thomas Richard SullivanCRD 2376916 · Rockford, IL
  IA RegisteredBroker
• Thomas Edward SullivanCRD 820986 · Garden City, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Thomas Patrick SullivanCRD 4407284 · Garden City, NY
  IA RegisteredBroker
• William Gregory SullivanCRD 1246507 · Nashville, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• Debra SummerlinCRD 2808217 · Tampa, FL
  IA RegisteredBroker
• Joel Thomas SummerlinCRD 2289767 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Frank Anthony SummersCRD 2222744 · Minneapolis, MN
  IA RegisteredBroker
• Sean W SummersCRD 5078257 · Woodland Hills, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Chinli Loo SunCRD 5979670 · Honolulu, HI
  IA RegisteredBroker
• Jenifer SunCRD 4340234 · San Francisco, CA
  IA RegisteredBroker
• Shun SunCRD 6729239 · Brea, CA
  IA RegisteredBroker
• Sonja SunCRD 7503934 · Temecula, CA
  IA RegisteredBroker
• Tien Hsiang SunCRD 6441822 · Atlanta, GA
  IA RegisteredBroker
• Wenqin SunCRD 7079162 · San Francisco, CA
  IA RegisteredBroker
• Trajan X SungCRD 5885871 · Newport Beach, CA
  IA RegisteredBroker
• Jeffrey Todd SunsinCRD 2771342 · Monroe, LA
  IA RegisteredBroker
• Agnieszka M SupelCRD 2569990 · Garden City, NY
  IA RegisteredBroker
• Asha SuryawanshiCRD 5231689 · Pennington, NJ
  BrokerRegistration inactive
• Blake Douglas SuttieCRD 6444398 · Pennington, NJ
  IA RegisteredBroker
• Mark Robert SuttonCRD 4349454 · New York, NY
  IA RegisteredBroker
• Gregory Paul SuzioCRD 5309403 · Auburn Hills, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter Lawrence SvarreCRD 1064152 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.