Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 446 of 541

• Mark Chesley SvensonCRD 6111112 · Dover, NH
  IA RegisteredBroker
• Tokusan SvensonCRD 5516650 · Seattle, WA
  IA RegisteredBroker
• Suzanne D SwaciakCRD 2938812 · Williamsville, NY
  Broker
• Morgan SwalbergCRD 6128464 · Salt Lake City, UT
  IA RegisteredBroker
• Ryan Michael SwanCRD 5463056 · Bala Cynwyd, PA
  IA RegisteredBroker
• William D SwancuttCRD 5595917 · Salem, OR
  IA RegisteredBroker
• William Glenn SwanderCRD 4691152 · Monroe, LA
  IA RegisteredBroker
• Emmeline M SwansonCRD 5104365 · San Francisco, CA
  IA RegisteredBroker
• Jodi Lynne SwansonCRD 3277486 · Billings, MT
  IA RegisteredBroker
• John Michael SwansonCRD 5859424 · Boston, MA
  IA RegisteredBroker
• Kendra Colleen SwansonCRD 4956910 · Grand Junction, CO
  IA RegisteredBroker
• Taylor G SwansonCRD 4887380 · Jamestown, NY
  IA RegisteredBroker
• Sheri Marie SwantekCRD 1686271 · Lakewood Ranch, FL
  IA RegisteredBroker
• John Franklin SwartCRD 724676 · Reston, VA
  IA RegisteredBroker
• Lori Renae SwartCRD 4577031 · Wayzata, MN
  IA RegisteredBroker
• Andres Jack SwartzCRD 2422092 · Houston, TX
  IA RegisteredBroker
• David SwartzCRD 4733579 · Mill Valley, CA
  IA RegisteredBroker
• Matthew Douglas SwartzCRD 5337652 · Omaha, NE
  IA RegisteredBroker
• Henry SwayneCRD 6021326 · New York, NY
  IA RegisteredBroker
• Gerald Walter SweeneyCRD 2888968 · Wellesley Hills, MA
  IA RegisteredBroker
• Jennifer Morgan SweeneyCRD 5836050 · New York, NY
  IA RegisteredBroker
• Nicholas Edward SweeneyCRD 1779478 · Denver, CO
  IA RegisteredBroker
• Patrick John SweeneyCRD 6216660 · Chicago, IL
  IA RegisteredBroker
• Sean R SweeneyCRD 5366014 · Washington, DC
  IA RegisteredBroker
• Ronda Faye SweetCRD 5716626 · Evansville, IN
  Broker
• Nicole A SweetenCRD 4705446 · New York, NY
  IA RegisteredBroker
• Darrell Joe SweetingCRD 6446765 · Jacksonville, FL
  IA RegisteredBroker
• Robert Scott SwensenCRD 2522776 · Boston, MA
  IA RegisteredBroker
• Christopher Michael SwickCRD 6216662 · Providence, RI
  IA RegisteredBroker
• Maria Angela SwieradCRD 5203842 · Riverside, RI
  IA RegisteredBroker
• Jordan S SwiftCRD 5878818 · Westlake Village, CA
  IA RegisteredBroker
• Scott Kingsley SwiftCRD 722124 · St Petersburg, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Joshua M SwinsonCRD 4315360 · Irvine, CA
  IA RegisteredBroker
• Sarah SwoffordCRD 6117452 · New York, NY
  IA RegisteredBroker
• Zachary Kent SwolCRD 5939012 · Princeton, NJ
  IA RegisteredBroker
• Susan Carol SwopeCRD 1308893 · Tacoma, WA
  IA RegisteredBroker
  Disclosure event(s) on record
• Kaia Michelle SwordCRD 6945158 · Camp Hill, PA
  IA RegisteredBroker
• Matthew Raymond SydeskiCRD 5659343 · New York, NY
  IA RegisteredBroker
• Christopher S SylvesterCRD 5601701 · New York, NY
  IA RegisteredBroker
• Todd Graham SylvesterCRD 3100732 · Minneapolis, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Rene SyrianiCRD 3092113 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• John Arthur SyversonCRD 1024864 · Ann Arbor, MI
  IA RegisteredBroker
  Disclosure event(s) on record
• Stephen Harry SzczublewskiCRD 2332746 · Pittsford, NY
  IA RegisteredBroker
• Lisa M SzeCRD 5473920 · New York, NY
  IA RegisteredBroker
• Pui K SzetoCRD 7910251 · Tukwila, WA
  IA RegisteredBroker
• Walter Charles SzturmaCRD 1815834 · Garden City, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Moustafa Abdelfattah Sayed SaadCRD 6474739 · Los Angeles, CA
  IA RegisteredBroker
• Ahmad SaafirCRD 7692981 · Jacksonville, FL
  IA RegisteredBroker
• Colleen SaariCRD 7250305 · Pepper Pike, OH
  IA RegisteredBroker
• David James SaariCRD 6512600 · Pepper Pike, OH
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 6, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.