Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 476 of 541
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Alexa Rose SwetzCRD 7757398 · Philadelphia, PAIA RegisteredBroker
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Michael C SwezeyCRD 2403138 · Albany, NYIA RegisteredBrokerDisclosure event(s) on record
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Gregory John SwicklineCRD 6816042 · Pittsburgh, PAIA RegisteredBroker
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Kyle SwiftCRD 7774515 · Chester, NJIA RegisteredBroker
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Jordan Taylor SwigartCRD 7639632 · Salem, ORIA RegisteredBroker
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Matthew Jayden SwimmerCRD 7602096 · San Francisco, CAIA RegisteredBroker
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George J SwindaszCRD 4706972 · Pennington, NJBrokerDisclosure event(s) on record
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Heather Holland SwindellsCRD 3251634 · New York, NYBroker
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George David SwygertCRD 2881396 · Mclean, VAIA RegisteredBroker
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Lesley Anne Lao SyCRD 4720088 · San Francisco, CAIA RegisteredBroker
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Saba SyedCRD 7693071 · Chandler, AZIA RegisteredBroker
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Eldeen Meikel SylvesterCRD 7076233 · Pennington, NJBroker
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Michael James SylvesterCRD 7936772 · Pennington, NJIA RegisteredBroker
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Michael Bruce SymonCRD 2546616 · New York, NYBroker
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Abraham Nicholas SzaboCRD 8279859 · Columbus, OHIA RegisteredBroker
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Sandra SzalankiewiczCRD 2740092 · Newport Beach, CAIA RegisteredBroker
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Sarah Allen SzpakCRD 7027581 · Nashville, TNBroker
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Eugene N SzymanskiCRD 857114 · Asheville, NCIA RegisteredBrokerDisclosure event(s) on record
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Matthew J SzymanskiCRD 4719048 · Raleigh, NCIA RegisteredBroker
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Chris TabayCRD 2848522 · Pennington, NJBroker
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John K TabeekCRD 4088619 · New York, NYIA RegisteredBroker
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Matthew Wall TackmanCRD 4594052 · Ridgefield, CTIA RegisteredBroker
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Stephen Nathaniel TaftCRD 1023336 · Bethesda, MDIA RegisteredBrokerDisclosure event(s) on record
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Justin Thyme TakedaCRD 6555134 · Hilo, HIIA RegisteredBroker
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Russell Sadao TakeuchiCRD 6538772 · Boston, MAIA RegisteredBroker
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Michael James TakvorianCRD 730733 · Woodland Hills, CAIA RegisteredBroker
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Byron Derek TalbotCRD 4920894 · Dallas, TXIA RegisteredBroker
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Charles P TallmanCRD 6383157 · Alpharetta, GAIA RegisteredBroker
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William Howard TallmanCRD 3218066 · Alpharetta, GAIA RegisteredBrokerDisclosure event(s) on record
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Layne R TallyCRD 5139105 · Santa Monica, CAIA RegisteredBrokerDisclosure event(s) on record
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Nader TamadonCRD 4627899 · Alexandria, VAIA RegisteredBrokerDisclosure event(s) on record
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Hernan P TamayoCRD 6517547 · Doral, FLIA RegisteredBroker
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Stephanie A TamburelloCRD 5823386 · Houston, TXIA RegisteredBroker
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Pranam S TamrakarCRD 8015198 · Shoreline, WAIA RegisteredBroker
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Jonathan J. TamulCRD 4951516 · Clifton Park, NYIA RegisteredBroker
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Phuong T TanCRD 5178715 · El Segundo, CAIA RegisteredBroker
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Keith Tetsuro TanabeCRD 1653826 · Henderson, NVIA RegisteredBroker
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Milton Ken TanakaCRD 2499204 · Honolulu, HIIA RegisteredBrokerDisclosure event(s) on record
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Daniel TangCRD 6301874 · Walnut Creek, CAIA RegisteredBroker
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Mai Tu TangCRD 5687036 · New York, NYBroker
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Peter TanguyCRD 5347992 · Dallas, TXIA RegisteredBroker
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Kirk H TaniguchiCRD 2812281 · Honolulu, HIIA RegisteredBroker
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Robert Gordon TannerCRD 5130183 · Indian Wells, CAIA RegisteredBroker
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Robert J TannerCRD 6046721 · Tuscaloosa, ALIA RegisteredBroker
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Sheridan W TannerCRD 6122356 · New Orleans, LAIA RegisteredBrokerDisclosure event(s) on record
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Dustin R TanquaryCRD 5754605 · Lake Oswego, ORIA RegisteredBroker
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J Donald TanseyCRD 706071 · Florham Park, NJIA RegisteredBroker
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Thomas Michael TanseyCRD 4053525 · Florham Park, NJIA RegisteredBroker
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Catherine Mary TanzilliCRD 4129862 · Stamford, CTIA RegisteredBroker
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Jayson Michael TanzmanCRD 4417708 · Albany, NYIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Sep 8, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.