Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 475 of 541

• Paulsteven R SumulongCRD 5445914 · Orlando, FL
  IA RegisteredBroker
• Christopher SunCRD 7476391 · Ridgefield, CT
  IA RegisteredBroker
• Jingwen SunCRD 7839160 · Milpitas, CA
  IA RegisteredBroker
• Li SunCRD 4512231 · Pasadena, CA
  IA RegisteredBroker
• Ye SunCRD 7757644 · New York, NY
  Broker
• Priya Shankar SundararamanCRD 5324270 · Pennington, NJ
  Broker
• Tyvan Isaac SundayCRD 8228652 · Zephyrhills, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Chia Hua SungCRD 3186814 · Honolulu, HI
  IA RegisteredBroker
• John Campbell SungCRD 2812672 · Montvale, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Juman SungCRD 7931793 · Seattle, WA
  IA RegisteredBroker
• Joeffrey S SungaCRD 6123354 · Pasadena, CA
  IA RegisteredBroker
• Talon SupakCRD 7667791 · Chandler, AZ
  IA RegisteredBroker
• Peter J SupelCRD 7705198 · Plantation, FL
  IA RegisteredBroker
• Melissa Mea Ymasa SupsupCRD 7199714 · San Francisco, CA
  IA RegisteredBroker
• Joseph SuraceCRD 6835435 · Andover, MA
  IA RegisteredBroker
• Tafari Anthony SurgeonCRD 6587221 · Bel Air, MD
  IA RegisteredBroker
• Anil SuriCRD 2540257 · New York, NY
  IA RegisteredBroker
• Gaurav SuriCRD 3010348 · Forest Hills, NY
  IA RegisteredBroker
• Sunil SuriCRD 2207099 · Oak Brook, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Derrick Juan SurielCRD 8173687 · Tampa, FL
  Broker
• Joshua Adler SurkinCRD 7637979 · Jenkintown, PA
  IA RegisteredBroker
• Andrew Thomas SurlaCRD 7593717 · Charlotte, NC
  IA RegisteredBroker
• Joan L SuskiCRD 4957570 · Farmington, CT
  IA RegisteredBroker
• Jonathan C SusloCRD 7309232 · Las Vegas, NV
  IA RegisteredBroker
• Michael S. SussmanCRD 1937948 · Laguna Niguel, CA
  IA RegisteredBroker
• Craig M SutherlandCRD 5571449 · Stamford, CT
  IA RegisteredBroker
• Jonathan Philip SutherlandCRD 7418058 · Mill Valley, CA
  IA RegisteredBroker
• Raquel Marie Batista SutherlandCRD 6837031 · Pennington, NJ
  IA RegisteredBroker
• Christa SutterCRD 3020349 · Alpharetta, GA
  IA RegisteredBroker
• Mark A SutterlinCRD 5371559 · New York, NY
  IA RegisteredBroker
• Abigail Claire SuttermanCRD 7208137 · Austin, TX
  IA RegisteredBroker
• David Picton SuttlesCRD 5325418 · Houston, TX
  IA RegisteredBroker
• Cooper Grant SuttonCRD 7774513 · Provo, UT
  IA RegisteredBroker
• Lance SuttonCRD 7533577 · Frisco, TX
  IA RegisteredBroker
• Noriko SuzukiCRD 2916386 · New York, NY
  IA RegisteredBroker
• Andrea SvercekCRD 7241220 · Miami, FL
  IA RegisteredBroker
• Stephen D SwanderCRD 3111847 · New Orleans, LA
  IA RegisteredBroker
• Rita Marie SwannCRD 1611656 · The Woodlands, TX
  IA RegisteredBroker
• William SwannerCRD 6820552 · San Diego, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Carl SwansonCRD 2858710 · Jersey City, NJ
  IA RegisteredBroker
• Matthew Thomas SwansonCRD 7535881 · Great Neck, NY
  IA RegisteredBroker
• Zachary Thomas SwartoutCRD 8083849 · Delray Beach, FL
  IA RegisteredBroker
• Adam SwartzCRD 5225696 · Saratoga Springs, NY
  IA RegisteredBroker
• Zachary Francis SwayzeCRD 8216451 · Charlotte, NC
  IA RegisteredBroker
• Benjamin Thomas SweattCRD 7929044 · Kansas City, MO
  IA RegisteredBroker
• Michael D SweeneyCRD 1068756 · Darien, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Rebecca Lehrman SweeneyCRD 7443357 · Blue Bell, PA
  IA RegisteredBroker
• Ryan O SweeneyCRD 5450367 · Jacksonville, FL
  IA RegisteredBroker
• Samuel F SweeneyCRD 6809518 · Denver, CO
  IA RegisteredBroker
• Garrett SweetermanCRD 7343949 · Saint Petersburg, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 7, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.