Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 474 of 541
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Mary Helen StultsCRD 1046048 · Denver, COIA RegisteredBroker
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Allison StultzCRD 6329808 · Naples, FLIA RegisteredBroker
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Stacey SturgessCRD 7426781 · Seattle, WAIA RegisteredBroker
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Jason Thomas SturgisCRD 7189616 · Anderson, SCIA RegisteredBroker
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James Anthony SturialeCRD 7991740 · Toms River, NJIA RegisteredBroker
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Michael Ross SturmCRD 5405536 · Jacksonville, FLIA RegisteredBroker
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Yang SuCRD 7985539 · Portland, ORIA RegisteredBroker
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Gabriella Nicole SuarezCRD 8261282 · Pembroke Pines, FLIA RegisteredBroker
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Julio Cesar SuarezCRD 7159551 · Miami, FLIA RegisteredBroker
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Luis SuarezCRD 8030145 · Miami, FLIA RegisteredBroker
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Alvaro Manuel Suarez OviedoCRD 8245890 · Vienna, VABroker
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Juan I Suau FrancoCRD 7857401 · Guaynabo, PRIA RegisteredBroker
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Karianne SubgrunskiCRD 5882169 · Brentwood, TNIA RegisteredBroker
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Mirna SuccariCRD 5248733 · Boston, MAIA RegisteredBroker
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Shawna M SuchCRD 2777347 · Carlsbad, CAIA RegisteredBrokerDisclosure event(s) on record
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John Patrick SuciuCRD 2553746 · San Francisco, CAIA RegisteredBroker
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Timothy Andrew SudzCRD 7480184 · Bloomfield Hills, MIIA RegisteredBroker
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Elsio SuengasCRD 4512359 · Coral Gables, FLIA RegisteredBroker
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Sara J SugermanCRD 7932542 · New York, NYIA RegisteredBroker
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Brandon P SuggCRD 6136048 · Ponte Vedra Beach, FLIA RegisteredBroker
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Wallace Gray SuggsCRD 7408649 · Raleigh, NCIA RegisteredBroker
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Michael Lawrence SughroueCRD 7261337 · Crofton, MDIA RegisteredBrokerDisclosure event(s) on record
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Erica SugimuraCRD 7932266 · Miami, FLIA RegisteredBroker
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James Sungjin SuhCRD 7138930 · Fountain Valley, CAIA RegisteredBroker
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John Young SuhCRD 4756302 · Jamaica, NYIA RegisteredBroker
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Joseph SuhCRD 6035762 · New York, NYIA RegisteredBroker
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Joshua Hansol SuhCRD 7805419 · New York, NYIA RegisteredBroker
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Kristopher R SuhrCRD 7265950 · San Jose, CAIA RegisteredBroker
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Ajay SukhuCRD 7608594 · New York, NYIA RegisteredBroker
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Thomas Charles SullingerCRD 7540030 · Toledo, OHIA RegisteredBroker
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Abigail T SullivanCRD 8279717 · Stamford, CTIA RegisteredBroker
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Allison SullivanCRD 5360710 · White Plains, NYBroker
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Andrew Luke SullivanCRD 7667815 · Pennington, NJIA RegisteredBroker
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Brandt Nicholas SullivanCRD 7982778 · Staten Island, NYIA RegisteredBroker
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Christopher James SullivanCRD 6980734 · Chandler, AZIA RegisteredBroker
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Christopher SullivanCRD 6374483 · Austin, TXIA RegisteredBrokerDisclosure event(s) on record
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Clayton Andrew SullivanCRD 8216422 · Chandler, AZIA RegisteredBroker
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Conor Blair SullivanCRD 6260719 · Newport Beach, CAIA RegisteredBroker
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Daniel W SullivanCRD 6514176 · Bellevue, WAIA RegisteredBroker
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Donna SullivanCRD 2211093 · Myrtle Beach, SCIA RegisteredBroker
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Jacqueline SullivanCRD 4524884 · Boston, MABrokerRegistration inactive
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John Paul Shea SullivanCRD 6599154 · Charlotte, NCIA RegisteredBroker
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Jordan SullivanCRD 7789246 · Sacramento, CAIA RegisteredBroker
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Kelley Patricia SullivanCRD 2935404 · Stuart, FLIA RegisteredBrokerDisclosure event(s) on record
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Kimberly A SullivanCRD 2002076 · New York, NYBroker
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Richard L SullivanCRD 1892178 · Mystic, CTIA RegisteredBroker
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Thomas Jefferson SullivanCRD 7605403 · Fredericksburg, VAIA RegisteredBroker
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Timothy J SullivanCRD 2437330 · Boston, MAIA RegisteredBrokerDisclosure event(s) on record
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Elizabeth Ann Sum-SlaughterCRD 1371798 · Raleigh, NCIA RegisteredBrokerDisclosure event(s) on record
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Jordan Marissa SummersCRD 6320682 · Greenwood Village, COBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Sep 7, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.