Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 507 of 541

• Liner WangCRD 7341956 · Los Angeles, CA
  IA RegisteredBroker
• Nikki Beibei WangCRD 5481733 · Irvine, CA
  IA RegisteredBroker
• Plato WangCRD 6256679 · San Mateo, CA
  IA RegisteredBroker
• Ran WangCRD 7210481 · Irvine, CA
  IA RegisteredBroker
• Tao WangCRD 6780993 · Conshohocken, PA
  IA RegisteredBroker
• Tony Wei WangCRD 4531200 · Newport Beach, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jeffery M WannerCRD 5648582 · Grand Rapids, MI
  IA RegisteredBroker
• Robert WarboysCRD 5702809 · New York, NY
  Broker
• Casey WarcewiczCRD 5755033 · Richmond, VA
  IA RegisteredBroker
• Adam J WardCRD 5539097 · Charlotte, NC
  IA RegisteredBroker
• Denise E WardCRD 4586358 · Pepper Pike, OH
  IA RegisteredBroker
• John Michael WardCRD 5786560 · Minneapolis, MN
  IA RegisteredBroker
• Kathryn WardCRD 1221970 · Houston, TX
  IA RegisteredBroker
• Kathryn E WardCRD 5526378 · New York, NY
  IA RegisteredBroker
• Loren F WardCRD 5177492 · White Plains, NY
  IA RegisteredBroker
• Steven Robert WardCRD 1918341 · Garden City, NY
  IA RegisteredBroker
• Theresa Ann WardCRD 1170940 · Minneapolis, MN
  IA RegisteredBroker
• Michael Garrison WaresCRD 6224953 · White Plains, NY
  IA RegisteredBroker
• Paul Gerard WargnierCRD 1701168 · Portland, OR
  IA RegisteredBroker
• Katrina M WarkoczewskiCRD 6365677 · Hunt Valley, MD
  IA RegisteredBroker
• Timothy D WarnerCRD 4672694 · Swansea, IL
  IA RegisteredBroker
• Wendy Michelle WarnerCRD 2609051 · Pennington, NJ
  IA RegisteredBroker
• David Louis Danby WarrenCRD 2639495 · Miami, FL
  IA RegisteredBroker
• Gary Lew WarrenCRD 1455202 · Winston Salem, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Lionel D WarshauerCRD 5705689 · New York, NY
  IA RegisteredBroker
• C WarthenCRD 2354496 · San Jose, CA
  IA RegisteredBroker
• Paul H WarywodaCRD 4162151 · New York, NY
  Broker
• Martin WaschitzCRD 1722532 · Westlake Village, CA
  IA RegisteredBroker
• Justin H WasfyCRD 5477592 · Washington, DC
  IA RegisteredBroker
• Eileen Theresa WashbournCRD 2274220 · New York, NY
  IA RegisteredBroker
• Grant Lindsay WashburnCRD 2902100 · Frontenac, MO
  IA RegisteredBroker
• Dwayne Lamont WashingtonCRD 2188889 · Jacksonville, FL
  IA RegisteredBroker
• Nancy L WashingtonCRD 4876371 · New York, NY
  IA RegisteredBroker
• Matthew Thomas WasserCRD 4348296 · Binghamton, NY
  IA RegisteredBroker
• Michael WassermanCRD 1377900 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Grace Yukiko WatanabeCRD 4014097 · Honolulu, HI
  IA RegisteredBroker
• Ryan Francis WaterburyCRD 6639177 · San Francisco, CA
  IA RegisteredBroker
• Derek WatkinsCRD 4731656 · Jamestown, NY
  IA RegisteredBroker
• John M WatkinsCRD 5566812 · Hickory, NC
  IA RegisteredBroker
• Liza Ando WatkinsCRD 2414765 · Vancouver, WA
  IA RegisteredBroker
• Ann Cassavaugh WatsonCRD 2449443 · Hickory, NC
  IA RegisteredBroker
• Jodi WatsonCRD 2550796 · Athens, GA
  IA RegisteredBroker
• Robert WatsonCRD 6326475 · Palm Beach, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Rupert Benjamin WatsonCRD 460182 · Scottsdale, AZ
  IA RegisteredBroker
• Taryn Blair WatsonCRD 5844761 · Mckinney, TX
  IA RegisteredBroker
• Brian WattersonCRD 6012436 · Vineyard, UT
  IA RegisteredBroker
• Anthony Todd WattsCRD 2009984 · Charleston, WV
  IA RegisteredBroker
  Disclosure event(s) on record
• Deborah Anne WattsCRD 1953446 · Vienna, VA
  IA RegisteredBroker
• Lana M. WatwoodCRD 4605430 · Gadsden, AL
  IA RegisteredBroker
• Aaron WautersCRD 4451697 · Lisle, IL
  IA RegisteredBroker
  Disclosure event(s) on record

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 9, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.