Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 506 of 541

• Jeffrey WallCRD 2798962 · Cherry Hill, NJ
  IA RegisteredBroker
• Malcolm Elmo WallCRD 3119494 · Baton Rouge, LA
  IA RegisteredBroker
• Dale Allen WallaceCRD 3057943 · Boca Raton, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• David WallaceCRD 4750458 · Pennington, NJ
  IA RegisteredBroker
• Harry Leon WallaceCRD 6006012 · Frisco, TX
  IA RegisteredBroker
• Holly Beall WallaceCRD 1528082 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• James Edward WallaceCRD 2025272 · Wayne, PA
  IA RegisteredBroker
• Wendy Marie WallaceCRD 2519828 · Milwaukee, WI
  IA RegisteredBroker
• Debra WallachCRD 1023895 · Lynbrook, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Amy Patricia WallackCRD 2289532 · White Plains, NY
  IA RegisteredBroker
• Joshua David WallerCRD 4424454 · Jacksonville, FL
  IA RegisteredBroker
• Ashlee L WallickCRD 5022750 · Chattanooga, TN
  IA RegisteredBroker
• Andrew Wayne WallingCRD 7727656 · Franklin, TN
  IA RegisteredBroker
• Mario Stuart WallsCRD 4548600 · Pennington, NJ
  IA RegisteredBroker
• Adam M WalshCRD 2371045 · Manchester Center, VT
  IA RegisteredBroker
• Christopher James WalshCRD 1908417 · Hunt Valley, MD
  IA RegisteredBroker
• Daniel Thomas WalshCRD 2792922 · Palo Alto, CA
  IA RegisteredBroker
• John Patrick WalshCRD 6534838 · Savannah, GA
  IA RegisteredBroker
• Justin P WalshCRD 5687043 · Bala Cynwyd, PA
  IA RegisteredBroker
• Karen L WalshCRD 2871306 · New York, NY
  Broker
• Kathy Georgopoulos WalshCRD 2429970 · Chicago, IL
  IA RegisteredBroker
• Keegan James WalshCRD 8162294 · Atlanta, GA
  IA RegisteredBroker
• Marc Pierre WalshCRD 1348820 · Houston, TX
  IA RegisteredBroker
• Patrick J WalshCRD 872941 · Bala Cynwyd, PA
  IA RegisteredBroker
  Disclosure event(s) on record
• Michelle Marie Walsh-GallegosCRD 1995622 · Chicago, IL
  IA RegisteredBroker
• Frederick Earl WalterCRD 1404095 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert Charles WalterCRD 2269649 · Williamsville, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Tanisha Cachet WalterCRD 4064728 · Austin, TX
  IA RegisteredBroker
• Johanna Lee WaltersCRD 4002542 · Blue Bell, PA
  IA RegisteredBroker
• Michael L WaltersCRD 3217383 · New York, NY
  IA RegisteredBroker
• Tara T WaltersCRD 5042147 · Dallas, TX
  IA RegisteredBroker
• William P WaltersCRD 4832362 · Santa Barbara, CA
  IA RegisteredBroker
• Stefanie Lynn WalthierCRD 2131760 · Orland Park, IL
  IA RegisteredBroker
• Alvin Davis WaltonCRD 3073505 · Pennington, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Neal Joseph WaltonCRD 2320868 · La Jolla, CA
  IA RegisteredBroker
• Tracy Lynn WaltonCRD 2840628 · Indianapolis, IN
  IA RegisteredBroker
• Joshua Bruce WalzerCRD 5969478 · Atlanta, GA
  IA RegisteredBroker
• Arthur Dudley WamplerCRD 1076380 · Saint Augustine, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Timothy Raymond WamplerCRD 7885603 · Galveston, TX
  IA RegisteredBroker
• Jennifer N WanchisnCRD 5254507 · Pittsburgh, PA
  IA RegisteredBroker
• Brian Huanxing WangCRD 6158414 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Chunyen WangCRD 4739040 · Bridgewater, NJ
  IA RegisteredBroker
• Deborah Joy WangCRD 3219668 · San Francisco, CA
  IA RegisteredBroker
• Diane Danhui WangCRD 6156591 · Pasadena, CA
  IA RegisteredBroker
• Han Kuang WangCRD 2918273 · New York, NY
  IA RegisteredBroker
• Huiyu WangCRD 8036351 · Sammamish, WA
  IA RegisteredBroker
• Jian WangCRD 6103387 · Boston, MA
  IA RegisteredBroker
• Jianguo WangCRD 7201734 · North Quincy, MA
  IA RegisteredBroker
• Jing WangCRD 5802234 · San Francisco, CA
  IA RegisteredBroker
• Jinrong WangCRD 6123984 · Houston, TX
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Sep 8, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.