Northern Trust Securities, Inc

Firm record

As recorded in SEC IAPD

Firm CRD

7927

SEC number

801-80781

Firm type

RIA

Assets under management

$1.7B as of May 19, 2026

Website

www.northerntrust.com ↗

Phone

312-630-6000

Address

333 S. Wabash Avenue, Chicago, IL, 60604

Advisors at this firm

258 in our index · page 4 of 6

• John Mckenzie MullinsCRD 7984246 · Chicago, IL
  Broker
• Eleanor Trieste MurphyCRD 4821964 · Boston, MA
  Broker
• Matthew Lee MyreCRD 2298548 · Tempe, AZ
  Broker
• Anthony John MarkhamCRD 4969036 · Tempe, AZ
  IA RegisteredBroker
• Katherine Elizabeth MartinCRD 4921281 · Chicago, IL
  Broker
• Selma MasinovicCRD 6743272 · Chicago, IL
  Broker
• John Paul MccaddCRD 6770606 · Olympia Fields, IL
  IA RegisteredBroker
• Frederick Hoyt MccreaCRD 2270646 · San Francisco, CA
  Broker
• Eliza May McgrathCRD 5264296 · Boston, MA
  Broker
• David K. MillerCRD 7677061 · Chicago, IL
  IA RegisteredBroker
• Annette Guerra MusaCRD 1076657 · Phoenix, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Paul Michael NataleCRD 5038219 · Chicago, IL
  Broker
• Timothy Richard NightingaleCRD 4257394 · Montecito, CA
  Broker
• Brett James NovoselCRD 4203074 · Chicago, IL
  Broker
• Jacqueline Anne O'brienCRD 1974203 · Chicago, IL
  Broker
• Steven Charles O'connellCRD 5145721 · Chicago, IL
  Broker
• David Michael ObstCRD 1675581 · Ft. Lauderdale, FL
  Broker
• Michael James OgradyCRD 2172864 · Chicago, IL
  Broker
• Robert Lymon OlcottCRD 5559146 · Washington, DC
  BrokerRegistration inactive
• Kevin Patrick OrourkeCRD 2366062 · Chicago, IL
  Broker
• Therese Dianne OwenCRD 4266266 · Tempe, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Ramsen E OdichoCRD 7720799 · Chicago, IL
  IA RegisteredBroker
• Kenneth J ParzgnatCRD 4757317 · Chicago, IL
  Broker
• Tracy Louise PawlakCRD 1516916 · Chicago, IL
  Broker
• David Jerome PazdanCRD 2389731 · Chicago, IL
  IA RegisteredBroker
• Cesar Noe PenaCRD 4335056 · Barrington, IL
  IA RegisteredBroker
• Tara Maureen PerkinsCRD 2363993 · Menlo Park, CA
  Broker
• Richard Charles PetersonCRD 1629373 · Boca Raton, FL
  IA RegisteredBroker
• Alfonso Giuseppe PizzoCRD 7370636 · Chicago, IL
  IA RegisteredBroker
• John Peter PlanekCRD 6570218 · Chicago, IL
  Broker
• Shamsah PoonjaCRD 2136897 · Chicago, IL
  Broker
• Ryan Edward PoundersCRD 4221180 · Chicago, IL
  Broker
• Sara Eldridge PowersCRD 6571632 · Chicago, IL
  BrokerRegistration inactive
• Gigi PaoCRD 7697637 · Chicago, IL
  Broker
• Vrutik PatelCRD 8148725 · Chicago, IL
  Broker
• Sofia Bell PattilloCRD 8219788 · Chicago, IL
  Broker
• Diego Francisco Perez ChavezCRD 6988022 · Chicago, IL
  Broker
• Aleese Peterson-CottonCRD 6424806 · San Francisco, CA
  IA RegisteredBroker
• Aidan Douglas PollittCRD 8242127 · Chicago, IL
  Broker
• Claire Hart ProepperCRD 6434831 · Chicago, IL
  Broker
• Timothy Paul RamseyCRD 4254531 · Chicago, IL
  Broker
• Chris RealeCRD 2199313 · New York, NY
  Broker
• James Spofford ReeveCRD 4206392 · Milwaukee, WI
  Broker
• Ellen Tobin ReidCRD 1239058 · North Palm Beach, FL
  Broker
• Peter Francis ReinhartCRD 6293162 · Chicago, IL
  Broker
• Laura Lynn RogersCRD 5496620 · Chicago, IL
  Broker
• Abdulrahman RihaniCRD 7698876 · Chicago, IL
  Broker
• Agustin RizoCRD 4270747 · Chicago, IL
  Broker
• Robert Diedrich RosenbergCRD 1492369 · Philadelphia, PA
  BrokerRegistration inactive
• Katherine M RuetzCRD 7312955 · Chicago, IL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.