Northern Trust Securities, Inc

Firm record

As recorded in SEC IAPD

Firm CRD

7927

SEC number

801-80781

Firm type

RIA

Assets under management

$1.7B as of May 19, 2026

Website

www.northerntrust.com ↗

Phone

312-630-6000

Address

333 S. Wabash Avenue, Chicago, IL, 60604

Advisors at this firm

258 in our index · page 5 of 6

• Patricia Carroll SalineroCRD 3089467 · San Francisco, CA
  Broker
• Adam Justin SaltzmanCRD 4212391 · Winnetka, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Peter Patrick SchenckCRD 4006143 · Chicago, IL
  Broker
• Christina SchmiederCRD 2096813 · Chicago, IL
  Broker
• Kimberley Ann SchneiderCRD 4058517 · Chicago, IL
  Broker
• Tracy L SchneiderCRD 2366745 · Chicago, IL
  Broker
• Guy Joseph SclafaniCRD 4922401 · Chicago, IL
  Broker
• Agam SharmaCRD 5575720 · New York, NY
  Broker
• Jerome Byron SimonCRD 2340919 · Houston, TX
  Broker
• Ashley Christine SloanCRD 5077544 · Houston, TX
  Broker
• John Haney SmithCRD 1364341 · Chicago, IL
  IA RegisteredBroker
• Michael Ryan SmithCRD 4342325 · Chicago, IL
  Broker
• Sawyer Michael SullivanCRD 7766719 · Chicago, IL
  Broker
• Cole Steven SunderlandCRD 6499022 · Chicago, IL
  Broker
• Christopher Paul SwinkCRD 3086497 · Tampa, FL
  Broker
• Matthew Joseph SchillingCRD 5865824 · Chicago, IL
  IA RegisteredBroker
• Keaton Adam SchultzCRD 8046149 · Houston, TX
  IA RegisteredBroker
• Roberto SerranoCRD 7907327 · Chicago, IL
  Broker
• Jonathon Kyle SesslarCRD 7535128 · Naples, FL
  Broker
• Ashley Marie SetterCRD 7599554 · New Port Richey, FL
  IA RegisteredBroker
• Deepika SharmaCRD 6130435 · New York, NY
  BrokerRegistration inactive
• Stephanie Harper StefanikCRD 7697504 · Winnetka, IL
  Broker
• Kevin StepuszekCRD 7712469 · Chicago, IL
  Broker
• Jeffrey SternCRD 5898793 · Chicago, IL
  BrokerRegistration inactive
• Kenneth Ronald TapiaCRD 2260049 · Chicago, IL
  Broker
• Adam Christopher TheinCRD 5368565 · Denver, CO
  IA RegisteredBroker
• Tristan Lee ThomasCRD 3059789 · Chicago, IL
  Broker
• Ray Yoeng ThompsonCRD 3225216 · Chicago, IL
  Broker
• Mitchell Blair ThorntonCRD 2515299 · Elmhurst, IL
  IA RegisteredBroker
• Bryce Thomas TournatCRD 7411286 · Chicago, IL
  Broker
• John Andrew TsarwhasCRD 6982974 · Chicago, IL
  Broker
• Joseph TaniousCRD 4579236 · Chicago, IL
  Broker
• Gregory H TeegenCRD 6594286 · Chicago, IL
  Broker
• Stephen Michael ToddCRD 8044561 · Pasadena, CA
  Broker
• Narsai George TomaCRD 6930429 · Chicago, IL
  IA RegisteredBroker
  Disclosure event(s) on record
• Julian Lincoln Van OstrandCRD 4262042 · Winnetka, IL
  IA RegisteredBroker
• Karla Antonieta VazquezCRD 7010188 · Chicago, IL
  Broker
• Iain Stephen VaughanCRD 6911412 · Chicago, IL
  Broker
• Trisha VergeireCRD 6324661 · Chicago, IL
  IA RegisteredBroker
• Peter Glen VidmarCRD 7865034 · Salt Lake City, UT
  Broker
• Ronit Malka WalnyCRD 5072500 · Chicago, IL
  BrokerRegistration inactive
• James Patrick WalshCRD 1334059 · Chicago, IL
  Broker
• Jeffrey Samuel WassonCRD 1093659 · Phoenix, AZ
  IA RegisteredBroker
• Baxter Alexander WennlundCRD 7061021 · Chicago, IL
  BrokerRegistration inactive
• Stephen James WileyCRD 5198597 · Los Angeles, CA
  IA RegisteredBroker
• Kelly Rae WilsonCRD 5846524 · Boston, MA
  Broker
• Bruce John WojackCRD 1451687 · Chicago, IL
  BrokerRegistration inactive
• Zachary Lynwood WagnerCRD 7362706 · Tampa, FL
  IA RegisteredBroker
• Timothy Paul WardCRD 8118294 · Dallas, TX
  Broker
• Amanda Tawney WilliamsCRD 4195897 · Chicago, IL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.