Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 208 of 541
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Nihn S HuangCRD 5558243 · Walnut Creek, CAIA RegisteredBroker
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Dara Eileen HubbardCRD 4811666 · Paramus, NJIA RegisteredBroker
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Gary W HubbardCRD 4167668 · Fayetteville, NCIA RegisteredBroker
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James M HubbardCRD 2186049 · Mclean, VAIA RegisteredBroker
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Read S HubbardCRD 4297051 · Greenwich, CTIA RegisteredBroker
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David M HubbelCRD 6144947 · Beverly Hills, CAIA RegisteredBroker
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Nicole HuberCRD 5944197 · New York, NYIA RegisteredBroker
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Robert Gary HuberCRD 2523525 · Washington, DCIA RegisteredBroker
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Heather A HubertCRD 5289244 · Mount Laurel, NJIA RegisteredBroker
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Charles James HudacekCRD 6216075 · Scranton, PABroker
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Stephen L HudacekCRD 5585311 · Scranton, PAIA RegisteredBroker
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Michael John HudakCRD 2525027 · Phoenix, AZIA RegisteredBroker
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Andrew HudsonCRD 2382891 · The Woodlands, TXIA RegisteredBroker
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Robert Charles HudsonCRD 3123356 · Clearwater, FLIA RegisteredBrokerDisclosure event(s) on record
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David D HudspethCRD 2411424 · Bloomfield Hills, MIIA RegisteredBroker
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Lindsey HudspethCRD 5686681 · Mount Laurel, NJIA RegisteredBroker
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Craig M HuffCRD 1618864 · Bakersfield, CAIA RegisteredBrokerDisclosure event(s) on record
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Pace Taylor HuffCRD 4097375 · Atlanta, GAIA RegisteredBrokerDisclosure event(s) on record
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Peter HuffmanCRD 5613027 · Rancho Santa Fe, CAIA RegisteredBrokerDisclosure event(s) on record
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Guy D HugaertCRD 1445964 · Newport Beach, CAIA RegisteredBroker
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Bruce Daniel HugginsCRD 1444889 · Smithtown, NYIA RegisteredBrokerDisclosure event(s) on record
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Christopher Keith HugginsCRD 4131401 · Frisco, TXIA RegisteredBroker
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George Gambetta HugginsCRD 1667075 · Chicago, ILIA RegisteredBroker
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Joyce Patricia HugginsCRD 1428792 · Wayne, NJIA RegisteredBroker
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Barbara J HughesCRD 5745916 · Chicago, ILBroker
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Cullen Gordon HughesCRD 6285453 · Mandeville, LAIA RegisteredBroker
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Deborah Faye HughesCRD 5192136 · Pittsburgh, PAIA RegisteredBroker
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Hilary F HughesCRD 6238088 · Newport Beach, CAIA RegisteredBroker
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Jean Marie HughesCRD 2050361 · New York, NYIA RegisteredBroker
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John Thomas HughesCRD 4496196 · Frisco, TXIA RegisteredBroker
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Lisa Anne HughesCRD 2380780 · Palo Alto, CAIA RegisteredBroker
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Matt M HughesCRD 2510376 · Melville, NYIA RegisteredBrokerDisclosure event(s) on record
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Reed Webster HughesCRD 6472327 · Phoenix, AZIA RegisteredBroker
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Ronald Justice HughesCRD 2385732 · Atlanta, GAIA RegisteredBroker
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Sara J HughesCRD 4325913 · Burlington, VTIA RegisteredBroker
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Travis Hubert HughesCRD 1399748 · Montgomery, ALIA RegisteredBroker
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Jessica A HuhnCRD 5513343 · Dallas, TXIA RegisteredBroker
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Frank HuiCRD 1635168 · Clayton, MOIA RegisteredBroker
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Carlos HuizarCRD 5507783 · Los Angeles, CAIA RegisteredBroker
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Sid HukicCRD 6399869 · Irvine, CAIA RegisteredBroker
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Maureen K HulbertCRD 2908983 · Saratoga Springs, NYIA RegisteredBroker
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Michael John HulleyCRD 1352411 · Brea, CAIA RegisteredBroker
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David S HullingerCRD 4630697 · Provo, UTIA RegisteredBroker
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Neil Hiatt HullingerCRD 4022257 · Provo, UTIA RegisteredBroker
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Timothy J HulmeCRD 5920117 · Pennington, NJIA RegisteredBroker
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Daniel Alan HumbertCRD 1758111 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Peter Karsten HummelCRD 1789177 · Fargo, NDIA RegisteredBrokerDisclosure event(s) on record
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J. Mark HumphriesCRD 4360214 · New York, NYBroker
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Richard Kenneth HumphriesCRD 3052089 · Encino, CAIA RegisteredBrokerDisclosure event(s) on record
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Donald Ray HuneycuttCRD 4622609 · Hendersonville, NCIA RegisteredBroker
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 29, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.