Merrill Lynch, Pierce, Fenner & Smith Incorporated
RIA
Firm record
As recorded in SEC IAPD
- Firm CRD
- 7691
- SEC number
- 801-14235
- Firm type
- RIA
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Address
- One Bryant Park, New York, NY, 10036
Advisors at this firm
27,029 in our index · page 243 of 541
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Jason KalmusCRD 5102378 · Fort Lauderdale, FLIA RegisteredBroker
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Sebeta KalpeeCRD 5113753 · Burlington, MAIA RegisteredBroker
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Robert M KaluzaCRD 5657317 · Pennington, NJIA RegisteredBroker
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Susan Sui M KamCRD 2982320 · Los Angeles, CAIA RegisteredBroker
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Daniel Jason KamanCRD 4685166 · Chicago, ILIA RegisteredBroker
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Akiko KamataCRD 4302567 · New York, NYIA RegisteredBroker
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Neel Yogesh KamdarCRD 6440174 · New Haven, CTIA RegisteredBroker
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Deborah KamerCRD 2850605 · Smithtown, NYIA RegisteredBroker
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Andrew Seth KampfCRD 826362 · Naples, FLIA RegisteredBrokerDisclosure event(s) on record
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Nancy KanCRD 3184366 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
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Jennifer M KaneCRD 4887871 · Houston, TXIA RegisteredBroker
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Thomas G KaneCRD 4706765 · Chicago, ILIA RegisteredBroker
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Thomas Charles KaneCRD 3196388 · Wayzata, MNIA RegisteredBroker
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Timothy Leo KaneCRD 2630007 · Williamsville, NYIA RegisteredBroker
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Arthur C KangCRD 6338804 · New York, NYIA RegisteredBroker
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Li-Wen KangCRD 2743603 · Towson, MDIA RegisteredBroker
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Ning KangCRD 6622998 · Houston, TXIA RegisteredBroker
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Siulin M KangCRD 4141058 · Miami, FLIA RegisteredBroker
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Edward S KaniaCRD 4675926 · Pennington, NJIA RegisteredBroker
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Lara Kapanzhi-HamptonCRD 5232025 · Roseville, CAIA RegisteredBroker
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Phaedon KapetanakisCRD 2150116 · Pennington, NJIA RegisteredBroker
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Kostantinos Robert KapetanosCRD 6828367 · Chicago, ILIA RegisteredBroker
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Nicholas KapetanosCRD 7194115 · Chicago, ILIA RegisteredBroker
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Daniel L KaplanCRD 5944040 · Newport Beach, CAIA RegisteredBroker
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Seth Bradley KaplanCRD 1405801 · Great Neck, NYIA RegisteredBroker
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Benjamin Edward KaplowitzCRD 6060232 · Toms River, NJIA RegisteredBroker
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Anil KapoorCRD 5952370 · Farmington Hills, MIIA RegisteredBroker
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Peter KappelCRD 2827737 · Stamford, CTIA RegisteredBroker
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Suraj S KapurCRD 5794720 · Westborough, MAIA RegisteredBroker
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Vartan KarakelianCRD 4364358 · Exton, PAIA RegisteredBroker
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Kerem KarantayCRD 5163800 · New York, NYIA RegisteredBroker
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Gary Edward KarchCRD 1773456 · Allentown, PAIA RegisteredBroker
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Olivia G KarchCRD 6205469 · Allentown, PAIA RegisteredBroker
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Daniel C KargusCRD 5563752 · New York, NYIA RegisteredBroker
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Alan KarimCRD 6452502 · Chandler, AZIA RegisteredBroker
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Katelyn Brooke KaringCRD 7039070 · Houston, TXIA RegisteredBroker
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Scott Michael KarlenCRD 2279269 · Plantation, FLIA RegisteredBrokerDisclosure event(s) on record
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Elliot C KarlinCRD 1999679 · San Francisco, CAIA RegisteredBroker
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Laura KarolyCRD 5170842 · Wellesley Hills, MAIA RegisteredBroker
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Nicholas John KarpinskiCRD 4830539 · Miami, FLIA RegisteredBroker
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Mike KarrasCRD 2739925 · Northbrook, ILIA RegisteredBroker
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Karen Diane KarrickCRD 2977073 · Bloomfield Hills, MIIA RegisteredBroker
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John Michael KarsnitzCRD 3226156 · Phoenix, AZIA RegisteredBroker
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Brianna KarsseboomCRD 6975126 · San Francisco, CAIA RegisteredBroker
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Steven John KartchnerCRD 2037539 · New York, NYIA RegisteredBroker
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Michael KarwoskiCRD 5765560 · Smithtown, NYIA RegisteredBroker
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Jennifer Christine KaryCRD 6968984 · New York, NYIA RegisteredBroker
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Kristopher Nubar KasarjianCRD 6203462 · Santa Monica, CAIA RegisteredBroker
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Gage KasbeerCRD 6861156 · Daytona Beach, FLIA RegisteredBroker
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Joseph KasellCRD 264697 · New York, NYIA RegisteredBrokerDisclosure event(s) on record
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
SEC IAPD record for firm CRD 7691 ↗
FINRA BrokerCheck record for firm CRD 7691 ↗
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Data compiled Aug 30, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.
Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.