Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 244 of 541

• Julie A KashCRD 3125245 · Cincinnati, OH
  Broker
• Danny Khalil KashtCRD 3248350 · Riverside, RI
  IA RegisteredBroker
• Paul David KasischkeCRD 4210647 · Chicago, IL
  IA RegisteredBroker
• Sandra KasparCRD 3266466 · Wayne, PA
  IA RegisteredBroker
• Karen Anne KasperCRD 5093262 · Exton, PA
  IA RegisteredBroker
• Jonathan Eric KassCRD 2504000 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Lawrence Ian KassCRD 3260875 · Atlanta, GA
  IA RegisteredBroker
• Yasmeen KassimCRD 6379954 · Iselin, NJ
  IA RegisteredBroker
• Brent Emerson KassnerCRD 5021319 · Cincinnati, OH
  IA RegisteredBroker
• David Erik KassnerCRD 5652521 · Highland Park, IL
  IA RegisteredBroker
• William Allen KastCRD 3052623 · Washington, DC
  IA RegisteredBroker
• Jessica Lee KatesCRD 5836540 · Jacksonville, FL
  IA RegisteredBroker
• David Thomas KathmanCRD 2693552 · Fort Mitchell, KY
  IA RegisteredBroker
• Stephen Boris KatsarelisCRD 3178174 · Tampa, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Hiroki KatsumataCRD 6323897 · New York, NY
  IA RegisteredBroker
• Maria KattanCRD 1363903 · Miami, FL
  IA RegisteredBroker
• Gregory Vincent KatulkaCRD 2955070 · Gainesville, GA
  IA RegisteredBroker
• Brandon KatzCRD 6122048 · Woodland Hills, CA
  IA RegisteredBroker
• David Jordan KatzCRD 5008122 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Saul KatzCRD 4272674 · Lynbrook, NY
  IA RegisteredBroker
• Sierra M KatzCRD 5365712 · New York, NY
  IA RegisteredBroker
• Suzanne Renee KatzCRD 4426322 · New York, NY
  IA RegisteredBroker
• Dan Dean KauffmanCRD 3223247 · Peoria, AZ
  IA RegisteredBroker
• Scott Gregory KauffmanCRD 2891803 · Weston, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Seth Andrew KauffmanCRD 6306824 · Riverside, RI
  IA RegisteredBroker
• Curtiss Marvin KaufmanCRD 5603057 · Frisco, TX
  IA RegisteredBroker
• Haley KaufmanCRD 1957049 · Washington, DC
  IA RegisteredBroker
• Judith KaufmanCRD 4634910 · Short Hills, NJ
  IA RegisteredBroker
• Lauren Julia KaufmanCRD 5383856 · Towson, MD
  IA RegisteredBroker
  Disclosure event(s) on record
• Michael J KaufmanCRD 5068696 · New York, NY
  IA RegisteredBroker
• Scott Ivars KaulsCRD 1752630 · Scottsdale, AZ
  IA RegisteredBroker
  Disclosure event(s) on record
• Gagandeep KaurCRD 6526942 · Melville, NY
  IA RegisteredBroker
• Kulvinder KaurCRD 4808596 · Florham Park, NJ
  IA RegisteredBroker
• Lisa Virginia KautzCRD 3171665 · Wellesley Hills, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Bernard B KavanaghCRD 2312610 · Andover, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Sean C KavanaghCRD 6605536 · New York, NY
  IA RegisteredBroker
• Patrick KavanaughCRD 5567518 · The Villages, FL
  IA RegisteredBroker
• Milton Teruo KawasakiCRD 1472497 · Honolulu, HI
  IA RegisteredBroker
• Leo B KayCRD 5637171 · Citrus Heights, CA
  IA RegisteredBroker
• Deniz KayaCRD 6017061 · Wellington, FL
  IA RegisteredBroker
• Sehr KayaniCRD 6120734 · Houston, TX
  IA RegisteredBroker
• Ravit KayeCRD 4917895 · Lynbrook, NY
  IA RegisteredBroker
• Farah Z KazmiCRD 6475499 · Princeton, NJ
  IA RegisteredBroker
• Chad A KazosCRD 2686013 · Chicago, IL
  IA RegisteredBroker
• Sean KealeyCRD 6131511 · Chandler, AZ
  IA RegisteredBroker
• Timothy Patrick KeaneCRD 2622544 · New York, NY
  Broker
• Evelyn R KearneyCRD 2461840 · Destin, FL
  IA RegisteredBroker
• John Bernard KearneyCRD 4940741 · Oxnard, CA
  IA RegisteredBroker
• Oliver John Joseph KearneyCRD 2573821 · La Jolla, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Patrick Worrall KearneyCRD 1141351 · La Jolla, CA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 30, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.