Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 70 of 541

• Fernando J CarrilloCRD 4836046 · Santa Rosa, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Luis CarrizosaCRD 5833321 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Kelly A CarrollCRD 4519291 · Indianapolis, IN
  IA RegisteredBroker
• Marcus O'shea CarrollCRD 5089193 · New York, NY
  IA RegisteredBroker
• Michael P CarrollCRD 2793526 · Rancho Santa Fe, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Charles Matthew CarsonCRD 2302422 · Garden City, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Ginger Roberts CarsonCRD 1122438 · Rochester, MN
  IA RegisteredBroker
  Disclosure event(s) on record
• Jennifer Marie CartagenaCRD 5740830 · Florham Park, NJ
  IA RegisteredBroker
• Aaron CarterCRD 5932094 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Jane Ellen CarterCRD 1241156 · Fort Wayne, IN
  IA RegisteredBroker
• Janelle Nicole CarterCRD 7089266 · New York, NY
  Broker
• Jenice Ann CarterCRD 6270872 · Beverly Hills, CA
  IA RegisteredBroker
• Joshua CarterCRD 5652825 · Fairfield, CT
  IA RegisteredBroker
• Joshua A CarterCRD 5783390 · Knoxville, TN
  IA RegisteredBroker
• Justin Aaron CarterCRD 6504154 · Little Rock, AR
  IA RegisteredBroker
• Konrad CarterCRD 7542963 · Gig Harbor, WA
  IA RegisteredBroker
• Michael Richards CarterCRD 807306 · Roseville, CA
  IA RegisteredBroker
• Robert Gilbert CarterCRD 5648731 · Hilton Head Island, SC
  IA RegisteredBroker
• Ryan CarterCRD 5095639 · Lake Forest, IL
  IA RegisteredBroker
• Sandra Anne CarterCRD 4516405 · West Palm Beach, FL
  IA RegisteredBroker
• Shaena Lee CarterCRD 3251196 · Oklahoma City, OK
  IA RegisteredBroker
• Stephanie Lyn CarterCRD 4339606 · Lake Mary, FL
  IA RegisteredBroker
• Jena Christine CartuscielloCRD 6496394 · Dallas, TX
  IA RegisteredBroker
• Lois Sherman CartwrightCRD 1037657 · Dallas, TX
  IA RegisteredBroker
  Disclosure event(s) on record
• Ann E CarusoCRD 2006232 · Short Hills, NJ
  IA RegisteredBroker
• Gustavo Adolfo CarvajalCRD 4258670 · Fort Lauderdale, FL
  IA RegisteredBroker
• Joseph Bryan CarverCRD 5175224 · New York, NY
  IA RegisteredBroker
• Walter G CasagrandeCRD 4604903 · New York, NY
  IA RegisteredBroker
• David Dominic CasalenaCRD 2182262 · Rockford, IL
  IA RegisteredBroker
• Nicole Suzanne CasamassaCRD 1122977 · Riverhead, NY
  IA RegisteredBroker
• Dominic CasanuevaCRD 4909767 · Lakewood Ranch, FL
  IA RegisteredBroker
• Carl Alex CascellaCRD 874756 · Manchester Center, VT
  IA RegisteredBroker
  Disclosure event(s) on record
• Dillon James CaseCRD 7169485 · Westlake Village, CA
  IA RegisteredBroker
• Edwin Merrill CaseCRD 720679 · Albuquerque, NM
  IA RegisteredBroker
• Steven Anthony CasellaCRD 2330634 · New York, NY
  IA RegisteredBroker
• Jose Alberto CasellasCRD 2638747 · Miami, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Robert E CaseyCRD 6326961 · Florham Park, NJ
  IA RegisteredBroker
  Disclosure event(s) on record
• Ryan CaseyCRD 5051838 · Houston, TX
  IA RegisteredBroker
• Todd CaseyCRD 6601328 · New York, NY
  IA RegisteredBroker
• Christine CashCRD 6064446 · Brentwood, TN
  IA RegisteredBroker
• Paul Elliott CashCRD 2626011 · Columbia, SC
  IA RegisteredBroker
• William Pinkney CaskeyCRD 2685950 · Augusta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Donald Phillip CaslerCRD 2519931 · New York, NY
  IA RegisteredBroker
• Ryan Christopher CassCRD 6526499 · Pennington, NJ
  IA RegisteredBroker
• Megan Elizabeth CassadayCRD 6557485 · Palm Harbor, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Ben T CassadyCRD 4525101 · Jacksonville, FL
  Broker
• Eric CassalinaCRD 6263879 · Poughkeepsie, NY
  IA RegisteredBroker
• Susan Lee CassellCRD 4747589 · Lexington, KY
  IA RegisteredBroker
• Diane Kay CassensCRD 2777135 · Rockford, IL
  IA RegisteredBroker
• Joy M CasserlyCRD 5361515 · Boston, MA
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 23, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.