Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 90 of 541

• Peter C CarpenterCRD 2920308 · Pennington, NJ
  IA RegisteredBroker
• Carla W Carpenter-BreedingCRD 6639938 · Hunt Valley, MD
  IA RegisteredBroker
• Jose Eduardo CarpinteroCRD 2870817 · New York, NY
  Broker
• Christopher Peter CarpouCRD 1238479 · Los Angeles, CA
  IA RegisteredBroker
• Aida M CarrCRD 6879535 · Boise, ID
  IA RegisteredBroker
• Arthur T CarrCRD 4068605 · Westborough, MA
  BrokerRegistration inactive
• Benjamin S CarrCRD 7639487 · Tampa, FL
  Broker
• Evan Porter CarrCRD 7513074 · Jacksonville, FL
  IA RegisteredBroker
• Dylan CarrafielloCRD 7311365 · Burlington, MA
  IA RegisteredBroker
• Christopher D CarranoCRD 4610339 · Guilford, CT
  IA RegisteredBroker
  Disclosure event(s) on record
• Brittney CarrascoCRD 6765931 · New York, NY
  Broker
• Erivan Jose CarrascozaCRD 8117626 · Riverside, RI
  IA RegisteredBroker
• Cherie CarrasquilloCRD 5112135 · New York, NY
  Broker
• Roberta L CarrellCRD 6262413 · Lufkin, TX
  IA RegisteredBroker
• Jose Maria CarrerasCRD 7222477 · Miami, FL
  IA RegisteredBroker
• Melvina J CarrickCRD 5122017 · Denver, CO
  IA RegisteredBroker
• Mason F CarrierCRD 7697216 · Oklahoma City, OK
  IA RegisteredBroker
• Tate Samuel CarrierCRD 7427052 · Charlotte, NC
  IA RegisteredBroker
• Angel De Jesus CarrilloCRD 7794494 · Houston, TX
  IA RegisteredBroker
• John David CarrilloCRD 6801364 · San Antonio, TX
  IA RegisteredBroker
• Jose Emmanuel CarrilloCRD 6364303 · Brea, CA
  IA RegisteredBroker
• Shari Nycole CarrilloCRD 7089634 · Houston, TX
  Broker
• Joseph Wallace CarringtonCRD 1645215 · Atlanta, GA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jack Frederichs CarrollCRD 8025513 · Summit, NJ
  IA RegisteredBroker
• Jeffrey William CarrollCRD 6747330 · Greenwich, CT
  IA RegisteredBroker
• Jennifer M CarrollCRD 2454788 · Burlington, MA
  IA RegisteredBroker
  Disclosure event(s) on record
• Jillian CarrollCRD 8000311 · Erie, PA
  IA RegisteredBroker
• John J CarrollCRD 1949929 · Wayne, NJ
  IA RegisteredBroker
• Patrick H CarrollCRD 4852792 · New York, NY
  IA RegisteredBroker
• David Benjamin CarruthersCRD 4560423 · Tampa, FL
  IA RegisteredBroker
• Olivia CarsonCRD 7251637 · Bethesda, MD
  IA RegisteredBroker
• Ryan Andrew CarsonCRD 6554999 · Pennington, NJ
  IA RegisteredBroker
• Alexander Thomas CarterCRD 7604318 · New York, NY
  IA RegisteredBroker
• Catherine R CarterCRD 7208491 · Dallas, TX
  IA RegisteredBroker
• Chetwin Van George CarterCRD 3117670 · New York, NY
  IA RegisteredBroker
• David F CarterCRD 6050691 · Deer Park, IL
  IA RegisteredBroker
• Diane CarterCRD 1240731 · Bend, OR
  BrokerRegistration inactive
  Disclosure event(s) on record
• Drew R CarterCRD 5973081 · Clayton, MO
  IA RegisteredBroker
• Edyta Moskal CarterCRD 5497504 · Bloomfield Hills, MI
  IA RegisteredBroker
• Gavin Robert CarterCRD 6638316 · Houston, TX
  IA RegisteredBroker
• George CarterCRD 5982640 · Salem, OR
  IA RegisteredBroker
• Grant D CarterCRD 8126554 · Creve Coeur, MO
  IA RegisteredBroker
• Jana Elizabeth CarterCRD 8051031 · Houston, TX
  IA RegisteredBroker
• Jonathan M CarterCRD 7362752 · Belton, MO
  IA RegisteredBroker
• Jonathan Thomas CarterCRD 7450135 · Memphis, TN
  IA RegisteredBroker
• Katiana Lynn CarterCRD 8048464 · Wayne, NJ
  IA RegisteredBroker
• Megan Waldrop CarterCRD 6358533 · Dothan, AL
  IA RegisteredBroker
• Michelle Ann CarterCRD 4867715 · New York, NY
  Broker
• Pamela L CarterCRD 4602109 · Newport Beach, CA
  IA RegisteredBroker
• Richard James CarterCRD 7078352 · Franklin, TN
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.