Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm record

As recorded in SEC IAPD

Firm CRD

7691

SEC number

801-14235

Firm type

RIA

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Address

One Bryant Park, New York, NY, 10036

Advisors at this firm

27,029 in our index · page 91 of 541

• Sean CarterCRD 8036367 · Hunt Valley, MD
  IA RegisteredBroker
• Steven CarterCRD 7673272 · New York, NY
  IA RegisteredBroker
• Terry CarterCRD 7315412 · New York, NY
  Broker
  Disclosure event(s) on record
• Yanneza CartiaCRD 6608211 · Chandler, AZ
  IA RegisteredBroker
• Nicolaas J CartinCRD 8206261 · Pennington, NJ
  Broker
• Gary CartwrightCRD 6801438 · Providence, RI
  IA RegisteredBroker
• Kenroy Ricardo CartyCRD 7693047 · Riverside, RI
  IA RegisteredBroker
• Melissa CartyCRD 2396947 · New York, NY
  IA RegisteredBroker
• Jonathan Patrick CarusoCRD 6203057 · New York, NY
  Broker
• Lauren R CarusoCRD 7390512 · Florham Park, NJ
  IA RegisteredBroker
• Nina Nicole CarusoCRD 7186582 · Yardley, PA
  IA RegisteredBroker
• Soyeon Kwon CarusoCRD 7379533 · Rochester, NY
  IA RegisteredBroker
• Daniel CarvalloCRD 7588263 · Henderson, NV
  IA RegisteredBroker
• Marvin J CarverCRD 859095 · Chapel Hill, NC
  IA RegisteredBroker
  Disclosure event(s) on record
• Catherine Sharp CaryCRD 4662708 · Chattanooga, TN
  IA RegisteredBroker
  Disclosure event(s) on record
• Victor Andres CasadoCRD 4492235 · Miami, FL
  IA RegisteredBroker
• Ashley W CasanovaCRD 7953102 · Greenwood Village, CO
  Broker
• Jayme CasanovaCRD 7328107 · Miami, FL
  IA RegisteredBroker
• Michael L CascioCRD 4609673 · Melville, NY
  IA RegisteredBroker
• Samantha CasesaCRD 8279338 · New York, NY
  IA RegisteredBroker
• Caroline W CaseyCRD 8014956 · New Orleans, LA
  IA RegisteredBroker
• Ian Matthew CaseyCRD 8053921 · Charlotte, NC
  IA RegisteredBroker
• Patrick William CaseyCRD 2768492 · Chicago, IL
  IA RegisteredBroker
• Tara CaseyCRD 3138994 · Melville, NY
  IA RegisteredBroker
• Thomas James CaseyCRD 5856182 · Bedminster, NJ
  IA RegisteredBroker
• Philip Michael CasoCRD 1184083 · Aventura, FL
  IA RegisteredBroker
  Disclosure event(s) on record
• Candice C CasonCRD 5281639 · Tampa, FL
  IA RegisteredBroker
• Leah M CasonCRD 7462652 · Ponte Vedra Beach, FL
  IA RegisteredBroker
• Timothy R CassCRD 705999 · Carmel, CA
  IA RegisteredBroker
  Disclosure event(s) on record
• Marc P CassalinaCRD 2074366 · Poughkeepsie, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• Nathan Wayne CasselCRD 6592631 · Northbrook, IL
  IA RegisteredBroker
• Douglas CassettaCRD 6765831 · New York, NY
  IA RegisteredBroker
• Pradley Jefferson CasseusCRD 5405170 · New York, NY
  IA RegisteredBroker
• Brett Ian CassidyCRD 6790629 · New York, NY
  IA RegisteredBroker
  Disclosure event(s) on record
• John Gerard CassidyCRD 1047601 · New York, NY
  IA RegisteredBroker
• John N. CassidyCRD 6082630 · New Orleans, LA
  IA RegisteredBroker
• Nick K CassidyCRD 5211863 · Santa Barbara, CA
  IA RegisteredBroker
• Nicole Whitney CassidyCRD 6929845 · Tampa, FL
  IA RegisteredBroker
• Stacey Elizabeth CassisCRD 724040 · Bloomfield Hills, MI
  IA RegisteredBroker
• Armando CastanedaCRD 7991691 · Phoenix, AZ
  IA RegisteredBroker
• Natalia Andrea CastanedaCRD 4970041 · Minneapolis, MN
  IA RegisteredBroker
• Diana Carolina Castaneda CortesCRD 7927129 · Kissimmee, FL
  IA RegisteredBroker
• Alejandro CastellanosCRD 8003213 · Vienna, VA
  IA RegisteredBroker
• Matthew Nikolai CastellanosCRD 7163253 · New York, NY
  IA RegisteredBroker
• Julian Kenny Castellanos-ReyesCRD 8279249 · Garden City, NY
  IA RegisteredBroker
• Alberto Castellon EchagarruaCRD 6760034 · Fort Lauderdale, FL
  IA RegisteredBroker
• Michael CastiglieCRD 7369436 · New York, NY
  IA RegisteredBroker
• Christopher Edmund CastilloCRD 2332149 · Sacramento, CA
  IA RegisteredBroker
• Daniel CastilloCRD 7149067 · Boston, MA
  IA RegisteredBroker
• Jose Pablo CastilloCRD 7843667 · Jacksonville, FL
  IA RegisteredBroker

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 24, 2026. Source: ADV_BULK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.